Editor's note: Dr. Paul Finkelman
is the President William McKinley
Distinguished Professor of Law and Public Policy and Senior Fellow
in the Government Law Center at Albany Law School, Albany, New York.
He has published over twenty books and more than one hundred
articles and serves on the advisory panel to the Lincoln Bicentennial Commission.
This article is an excerpt from Dr. Finkelman's book Slavery and the Founders: Race and Liberty in the Age of Jefferson
and appears here through the courtesy of the author. Dr. Finkelman
presented to the Roundtable at its February, 2009 meeting.
Paul Finkelman website
William Lloyd Garrison, the great
nineteenth-century abolitionist, thought the Constitution was the result
of a terrible bargain between freedom and slavery. The American states
were, in Garrison's words, united by a "covenant with death"
and "an agreement with Hell." Garrison and his followers
refused to participate in American electoral politics, because to do so
they would have had to support "the pro-slavery, war sanctioning
Constitution of the United States." Instead, under the slogan
"No Union with Slaveholders," the Garrisonians repeatedly
argued for a dissolution of the Union.1
Part of their opposition to continuing
the Union stemmed from their desire to avoid the corruption that came
from participating in a government created by the proslavery
Constitution. But their position was also at least theoretically
pragmatic. The Garrisonians were convinced that the legal protection of
slavery in the Constitution made political activity not only futile, but
actually counterproductive. Traditional political activity created
popular support for the constitutional order, which in turn strengthened
the stranglehold slavery had on America. In 1845 Wendell Phillips
pointed out that in the years since the adoption of the Constitution
Americans had witnessed "the slaves trebling in numbers -
slaveholders monopolizing the offices and dictating the policy of the Government
- prostituting the strength and influence of the Nation to the support
of slavery here and elsewhere - trampling on the rights of the free
States, and making the courts of the country their tools." This
experience proved "that it is impossible for free and slave States
to unite on any terms, without all becoming partners in the guilt and
responsible for the sin of slavery."2
The Garrisonians argued that by
participating in politics they were strengthening slavery by supporting
the Union and the Constitutional order. Furthermore, since the political
system and the Constitution were stacked in favor of slavery, it was a
pointless waste of their time and money to try to fight slavery through
electoral politics. The Garrisonian critique of the Constitution
logically led to the conclusion that the free states should secede from
the union. Garrisonians thus rallied to the slogan of "No Union
with Slaveholders."
It is easy to dismiss this argument
more than a century and a half after it was first made. After all, we
know that secession was a reactionary, proslavery movement that failed.
But, in the 1830s and 1840s, the idea of a northern secession, as a way
of destroying slavery, made some sense. The fugitive slave clause of the
Constitution, for example, gave a master the right to hunt down a slave
anywhere in the United States. Under the regime of the fugitive slave
law, supported by a constitutional provision, slavery was a national
institution.3 But what would happen if the Garrisonians accomplished
their goal, and the North left the Union to form a nation based on
freedom instead of slavery? It would be like moving the Canadian border
to the Mason-Dixon line. Suddenly, slavery would be threatened in
Kentucky and Virginia because slaves could now escape to a free country
just by crossing the Ohio River.
Garrison believed that such a change in
political boundaries would prove fatal to slavery. As slaves crossed the
Mason-Dixon Line or the Ohio and Mississippi Rivers into freedom,
slavery would be weakened in the Upper South. Committed slave owners
would move further south, which would further weaken slavery in the
Upper South. Eventually Kentucky, Maryland, Delaware, and even Missouri
might give up slavery and seek to join the free country. Pressure on
Virginia would increase. Slavery, and hundreds of thousands of slaves,
would be forced into the Deep South, where whites would become a
desperate minority. Ultimately the institution would fall, perhaps after
a series of rebellions in a region with a huge black majority, but just
as likely simply from the weight of its own isolation.
Part of this theory was based on the
notion that slavery was inherently unstable, needing force to be viable.
The United States government provided that force, spending its resources
to hunt fugitive slaves and, when necessary, suppress rebellions. Even
when rebellions were put down by the local militia, those militias were
armed by national government. The South also benefited from the strength
of the northern economy. Southerners like James Henry Hammond of South
Carolina thundered that "cotton is king" and declared
"No, you dare not make war on cotton. No power on earth dares make
war upon it."4 But, as the Garrisonians saw it, without the North
and the proslavery Constitution, the South was little more than a
prosperous producer of commodities, devoid of industry and capital,
lacking in population, arms, and manpower to hunt fugitive slaves and
suppress rebellions. In the end, it was the proslavery bargain, and the
North's contractual obligation under the Constitution to protect
slavery, that made the system viable.
The Garrisonians did not necessarily
see the Constitution as the result of a deliberate conspiracy of evil
men; rather, they understood it to be the consequence of political
give-and-take at the Convention of 1787. Indeed, before the publication
of Madison's convention notes, the Garrisonians were not disunionist
and, while unhappy with the Constitutional protections of slavery, were
not yet ready to condemn the whole document. Some even argued that the
Constitution favored liberty. However, the publication of The Madison
Papers, which included Madison's notes on the Convention, convinced
Garrison and his followers that the Constitution was in fact proslavery.
Rev. Samuel J. May, for example, recalled that "the publication of
the 'Madison Papers'... I confess, disconcerted me somewhat. I could
not so easily maintain my ground in the discussions which afterwards
agitated so seriously the Abolitionists themselves - some maintaining that
the Constitution was, and was intended to be, proslavery."
Thus, in The Constitution, A
Pro-Slavery Compact; or, Selections from the Madison Papers, Wendell
Phillips analyzed "that 'compromise,' which was made between
slavery and freedom, in 1787; granting to the slaveholder distinct
privileges and protection for his slave property, in return for certain
commercial concessions upon his part toward the North." Using
Madison's papers, Phillips argued that "the Nation at large were
fully aware of this bargain at the time, and entered into it willingly
and with open eyes."6
Phillips both exaggerated and
understated the nature of the relationship between slavery and the
Constitution. Some of those at the Convention "entered into"
the bargain with great reservations, and many at the ratifying
conventions may indeed have not seen the full extent of the
"bargain." On the other hand, the bargain involved more than
commerce and slavery: it concerned the very creation of the Union
itself.
Other nineteenth-century antislavery
leaders disagreed with the Garrisonians. Salmon P. Chase, the most
successful antislavery politician, fought throughout the antebellum
period to convince his colleagues, the judiciary, and northern voters
that the Constitution was really antislavery. Despite his creative
perseverance, Chase's efforts failed. The United States Supreme Court
almost always protected slavery in the cases it heard. Likewise, almost
all American presidents and their cabinet officers protected slavery in
foreign and domestic politics. Perhaps most frustrating to the political
abolitionists was the fact that some of their most brilliant allies in
the crusade against slavery - the Garrisonians - agreed with their
enemies on the meaning of the Constitution. Thus, one Ohio Liberty Party
man ruefully noted after reading Wendell Phillips' pamphlet on the
Constitution: "Garrison, Phillips, and Quincy; Calhoun, Rhett, and
McDuffie; all harmoniously laboring to prevent such a construction of
the Constitution as would abolish slavery."7
A careful reading of the Constitution
reveals that the Garrisonians were correct: the national compact did
favor slavery. A detailed examination of the Convention of 1787 explains
how the Constitution evolved in this way. Both the text of the
Constitution and the debates surrounding it help us understand that the
"more perfect Union" created by this document was in fact
fundamentally imperfect.
|
|
 |
William Lloyd
Garrison
|
 |
Wendell
Phillips
|
 |
James Henry
Hammond
|
 |
Rev. Samuel
J. May
|
 |
Salmon P.
Chase
|
| |
|
|
Slavery in the Constitutional
Structure
The word "slavery" appears in
only one place in the Constitution - in the Thirteenth Amendment, where
the institution is abolished. Throughout the main body of the
Constitution, slaves are referred to as "other persons,"
"such persons," or in the singular as a "person held to
Service or Labour." Why is this the case?
Throughout the debates, the delegates
talked about "blacks," "Negroes," and
"slaves." But the final document avoided these terms. The
change in language was clearly designed to make the Constitution more
palatable to the North. In a debate over representation, William
Paterson of New Jersey pointed out that under the Articles of
Confederation Congress "had been ashamed to use the term 'Slaves'
& had substituted a description." This shame over the word
"slave" came up at the Convention during the debate over the
African slave trade. The delegates from the Carolinas and Georgia
vigorously demanded that the African trade remain open under the new
Constitution. Gouverneur Morris of Pennsylvania, furious at this immoral
compromise, suggested that the proposed clause read: the
"Importation of slaves into N. Carolina, S. Carolina &
Georgia" shall not be prohibited. Connecticut's Roger Sherman, who
voted with the Deep South to allow the trade, objected, not only to the
singling out of specific states, but also to the term "slave."
He declared he "liked a description better than the terms proposed,
which had been declined by the old Cong[res]s & were not pleasing to some
people." George Clymer of Pennsylvania "concurred" with
Sherman. In the North Carolina ratifying convention, James Iredell, who
had been a delegate in Philadelphia, explained that "the word slave
is not mentioned" because "the northern delegates, owing to
their particular scruples on the subject of slavery, did not choose the
word slave to be mentioned." Thus, southerners avoided the term
because they did not want unnecessarily to antagonize their colleagues
from the North. As long as they were assured of protection for their
institution, the southerners at the Convention were willing to do
without the word "slave."8
Despite the circumlocution, slavery was
sanctioned throughout the Constitution. Five provisions dealt directly
with slavery:9
Article I, Section 2, Paragraph 3.
The three-fifths clause provided for counting three-fifths of all slaves
for purposes of representation in Congress. This clause also provided
that, if any "direct tax" was levied on the states, it could
be imposed only proportionately, according to population, and that only
three-fifths of all slaves would be counted in assessing what each
state's contribution would be.
Article I, Section 9, Paragraph 1.
Popularly known as the "slave trade clause," this provision
prohibited Congress from banning the "Migration or Importation of
such Persons as any of the States now existing shall think proper to
admit" before the year 1808. Awkwardly phrased and designed to
confuse readers, this clause prevented Congress from ending the African
slave trade before 1808, but did not require Congress to ban the trade
after that date. The clause was a significant exception to the general
power granted to Congress to regulate all commerce.
Article I, Section 9. Paragraph 4.
This clause declared that any "capitation" or other
"direct tax" had to take into account the three-fifths clause.
It ensured that, if a head tax were ever levied, slaves would be taxed
at three-fifths the rate of whites. The "direct tax" portion
of this clause was redundant, because that was provided for in the
three-fifths clause.
Article V. Section 2, Paragraph 3. The
fugitive slave clause prohibited the states from emancipating fugitive
slaves and required that runaways be returned to their owners "on
demand."
Article V. This article
prohibited any amendment of the slave importation or capitation clauses
before 1808.
Taken together, these five provisions
gave the South a strong claim to "special treatment" for its
peculiar institution. The three-fifths clause also gave the South extra
political muscle - in the House of Representatives and in the electoral
college - to support that claim.
Numerous other clauses of the
Constitution supplemented the five clauses that directly protected
slavery. Some provisions that indirectly guarded slavery, such as the
prohibition on taxing exports, were included primarily to protect the
interests of slaveholders. Others, such as the guarantee of federal
support to "suppress Insurrections" and the creation of the
electoral college, were written with slavery in mind, although delegates
also supported them for reasons having nothing to do with slavery. The
most prominent indirect protections of slavery were the following:
Article I. Section 8, Paragraph 15.
The domestic insurrections clause empowered Congress to call "forth
the Militia" to "suppress Insurrections," including slave
rebellions.10
Article I. Section 9, Paragraph 5.
This clause prohibited federal taxes on exports and thus prevented an
indirect tax on slavery by taxing the staple products of slave labor,
such as tobacco, rice, and eventually cotton.
Article I, Section 10, Paragraph 2.
This clause prohibited the states from taxing exports or imports, thus
preventing an indirect tax on the products of slave labor by a
non-slaveholding state.11
Article II. Section 1, Paragraph 2.
This clause provided for the indirect election of the president through
an electoral college based on congressional representation. This
provision incorporated the three-fifths clause into the electoral
college and gave whites in slave states a disproportionate influence in
the election of the president.
Article IV, Section 3, Paragraph 1.
This clause allowed for the admission of new states. The delegates to
the Convention anticipated the admission of new slave states to the
Union.
Article IV, Section 4. The
domestic violence provision guaranteed that the United States government
would protect states from "domestic Violence," including slave
rebellions.
Article V. By requiring a
three-fourths majority of the states to ratify any amendment to the
Constitution, this Article ensured that the slaveholding states would
have a perpetual veto over any constitutional changes.12
Finally, some clauses did not
inherently favor slavery, and were not necessarily considered to affect
slavery when they were debated, but ultimately protected the institution
when interpreted by the courts or implemented by Congress after the
adoption of the Constitution. It would be wrong to argue that these
illustrate the proslavery nature of the Constitutional Convention.
However, these clauses do illustrate the way the Constitution set a
proslavery tone, which enabled Congress and the courts to interpret
seemingly neutral clauses in favor of slavery. Such clauses also
directly challenge William W. Freehling's argument that the Framers were
inherently antislavery and that "the impact of the Founding Fathers
on slavery... must be seen in the long run not in terms of what
changed in the late eighteenth century but in terms of how the
Revolutionary experience changed the whole American antebellum
history."13 If we look at the "long run" impact of the
Constitution on "American antebellum history," we find that
the following clauses were used to protect slavery, not to harm it.
Article I, Section 8, Paragraph 4.
The naturalization clause allowed Congress to prohibit the
naturalization of nonwhites, even though it is likely that some of the
new states, especially those that granted suffrage to blacks, would have
also allowed foreign-born blacks to become citizens.
Article I. Section 8. Paragraph 17.
The federal district clause allowed Congress to regulate institutions,
including slavery, in what became the national capital. Under this
clause, Congress allowed slavery in Washington, D.C. During the
Convention, southerners expressed fear that the national capital would
be in the North.
Article III. Section 2, Paragraph 1.
The diversity jurisdiction clause limited the right to sue in federal
courts to "Citizens of different States," rather than
inhabitants. This clause allowed judges to deny slaves and free blacks
access to federal courts.14
Article IV, Section 1. The full
faith and credit clause required each state to grant legal recognition
to the laws and judicial proceedings of other states, thus obligating
free states to recognize laws creating and protecting slavery.
Article IV, Section 2, Paragraph 1.
The privileges and immunities clause required that states grant equal
privileges and immunities to "citizens" of other states;
however, in Dred Scott v. Sandford (1857), the Supreme Court affirmed a
long-standing position of the southern states that free blacks were not
"citizens" under the Constitution and thus the slave states
were free to deny privileges and immunities to them.15
Article IV, Section 3, Paragraph 2.
This clause allowed Congress the power to regulate the territories. In
1820, Congress used this clause to limit slavery in the territories, but
in Dred Scott v. Sandford the Supreme Court ruled that the clause
authorized Congress to protect slavery in the territories, but not to
ban the institution.16
Besides specific clauses of the
Constitution, the structure of the entire document ensured against
emancipation by the new federal government. Because the Constitution
created a government of limited powers, Congress lacked the power to
interfere in the domestic institutions of the states.17 Thus, during
the ratification debates only the most fearful southern anti-federalists
opposed the Constitution on the grounds that it threatened slavery. Most
southerners, even those who opposed the Constitution for other reasons,
agreed with General Charles Cotesworth Pinckney of South Carolina, who
crowed to his state's house of representatives:
"We have a security that the general
government can never emancipate them [slaves], for no such authority
is granted and it is admitted, on all hands, that the general
government has no powers but what are expressly granted by the
Constitution, and that all rights not expressed were reserved by the
several states."18
The Constitution was not
"essentially open-ended with respect to slavery," as the late
Don Fehrenbacher argued. Nor is it true, as Earl Maltz has argued,
that "the Constitution took no
position on the basic institution of slavery."19 On the contrary,
the Constitution provided enormous protections for the peculiar
institution of the South at very little cost to that region. At the
Virginia ratifying convention, Edmund Randolph denied that the
Constitution posed any threat at all to slavery. He challenged opponents
of the Constitution to show, "Where is the part that has a tendency
to the abolition of slavery?" He answered his own question by
asserting, "Were it right here to mention what passed in [the
Philadelphia] convention... I might tell you that the Southern States,
even South Carolina herself, conceived this property to be secure"
and that "there was not a member of the Virginia delegation who
had the smallest suspicion of the abolition of slavery." South
Carolinians, who had already ratified the Constitution, would have
agreed with Randolph. In summing up the entire Constitution, General
Charles Cotesworth Pinckney, who had been one of the ablest defenders of
slavery at the Convention, proudly told the South Carolina House of
Representatives: "In short, considering all circumstances, we have
made the best terms for the security of this species of property it was
in our power to make. We would have made better if we could; but on the
whole, I do not think them bad."20
|
|
 |
William
Paterson
New Jersey
|
 |
Gouverneur
Morris
Pennsylvania
|
 |
Roger Sherman
Connecticut
|
 |
George Clymer
Pennsylvania
|
 |
James Iredell
North Carolina
|
 |
Charles
Cotesworth Pinckney
South Carolina
|
 |
Edmund
Randolph
Virginia
|
| |
| |
| |
| |
| |
|
|
Slavery and Congressional
Representation
General Pinckney had good reason to be
proud of his role in Philadelphia. Throughout the Convention, Pinckney
and other delegates from the Deep South tenaciously fought to protect
the interests of slaveholders. In these struggles they were usually
successful.
When they arrived at the Convention,
the delegates probably did not think slavery would be a pressing issue.
Rivalries between large and small states appeared to pose the greatest
obstacle to a stronger Union. The nature of representation in Congress;
the power of the national government to levy taxes, regulate commerce,
and payoff the nation's debts; the role of the states under a new
constitution; and the power of the executive were on the agenda. Yet, as
the delegates debated these issues, the importance of slavery - and the
sectional differences it caused - became clear.21 Throughout the summer
of 1787, slavery emerged to complicate almost every debate. Most
important by far was the way slavery figured in the lengthy debate over
representation.
On May 29, Governor Edmund Randolph of
Virginia proposed the series of resolutions known as the Virginia Plan.
Randolph introduced these resolutions in response to the
"crisis" of the nation "and the necessity of preventing
the fulfillment of the prophecies of the American downfall." This
plan would create an entirely new form of government in the United
States. The power of the central
government would be vastly enhanced at the expense of the states. The
new Congress would have greater powers to tax, to secure the nation
"against foreign invasion," to settle disagreements between
states, and to regulate commerce.22
Randolph's plan called for a radical
restructuring of the American government by making population the basis
for representation in the national Congress. Under the Articles of
Confederation, each state had one vote in Congress. By changing the
basis of representation to population, Randolph's plan immediately
created tensions between the large and small states at the Convention.
But the plan also raised the dilemma of whether slaves would be counted
in allocating representation in the new Congress. This dilemma of how to
count slaves, or whether to count them at all, would trouble the
delegates throughout the Convention.
Virginia was the most populous state in
the nation, and thus Randolph had a vested interest in basing
Congressional representation on population. But how that population
would be counted greatly affected the potential representation of
Virginia and the rest of the South. Virginia's white population, as the
1790 census would reveal, was only slightly larger than Pennsylvania's.
If representation were based solely on free persons, the North would
overwhelm the South.23 But if slaves were counted equally with
free persons, the Virginia delegation would be the largest, and the
South would have more members of Congress than the North. The Virginians
of course realized that the northern states were unlikely to support
counting slaves for purposes of representation. Thus, Randolph's plan
hedged the issue, declaring "that the rights of suffrage in the
National Legislature ought to be proportioned to the Quotas of
contribution, or to the number of free inhabitants, as the one or the
other rule may seem best in different cases."24 Randolph's
avoidance of the term "slaves" by referring to "quotas of
contribution" indicates the sensitivity of the subject.
Squabbling over slavery began in
earnest the next day, May 30. James Madison moved to delete the term
"free inhabitants" from the Virginia Plan because he felt the
phrase "might occasion debates which would divert" attention
"from the general question whether the principle of representation
should be changed" from states to population. Madison understood
that an early debate on the role of slavery in the Union might destroy
the Convention before it got started. But his proposal would have left
representation based solely on "quotas of contribution," and
this was also unacceptable to most of the northern delegates. Madison
himself agreed "that some better rule ought to be found."
Alexander Hamilton then proposed that representation be based solely on
the number of "free inhabitants" in each state. This proposal
was also too volatile and the delegates quickly tabled it. Other
attempts at compromise failed. Finally, the Delaware delegates put a
temporary end to this divisive discussion by telling the Convention that
they "were restrained by their commission from assenting to any
change on the rule of suffrage," and if the body endorsed any
change in representation, they would be forced to leave the Convention.
The Convention, having successfully postponed this acrimonious debate,
adjourned for the day.25
The Convention intermittently debated
representation for the next two weeks, but on June 11 slavery reemerged
to complicate the debate, when the Convention considered for the first
time, and also approved provisionally, the three-fifths clause. Over the
next three months the Convention would, on a number of occasions,
redebate and reconsider the three-fifths clause before finally adopting
it.26
The evolution of the three-fifths
clause during the Convention shows that the clause was not essentially a
compromise over taxation and representation, as historians have
traditionally claimed and as the structure of Article I, Section 2,
Paragraph 3 implies.27 Rather, it began as a compromise between
those who wanted to count slaves fully for purposes of representation
and those who did not want to count slaves at all. On this crucial
question, the slave states won a critical victory without making any
important concessions.
On June 11, Roger Sherman of
Connecticut proposed that representation be based on the "numbers
of free inhabitants" in each state. John Rutledge and Pierce Butler
of South Carolina objected, arguing for representation according to
"quotas of contribution," which had become a euphemism for
counting slaves for representation.28 James Wilson and Charles Pinckney,
the younger cousin of General Charles Cotesworth Pinckney, skillfully
headed off the Rutledge-Butler proposal.
Wilson proposed and Pinckney seconded a
motion that ultimately became the three-fifths clause. Here for the
first time was an example of cooperation between the North and the South
over slavery. Significantly, Wilson was known to oppose slavery and came
from a state, Pennsylvania, which had already adopted a gradual
emancipation scheme. Nevertheless, harmony at the Convention was more
important to Wilson than the place of slavery in the new nation. By
teaming up, the nominally antislavery Pennsylvanian and the rabidly
proslavery Carolinian may have hoped to undercut the antislavery
sentiments of other northern delegates while also satisfying the demands
of the proslavery delegates like Butler and Rutledge.29
Most delegates seemed to accept this
proposal. However, Elbridge Gerry of Massachusetts was unwilling to
compromise. With some irony he protested, "Blacks are property, and
are used to the southward as horses and cattle to the northward; and why
should their representation be increased to the southward on account of
the number of slaves, than horses or oxen to the north?"
Gerry believed this would be an appropriate rule for taxation, but not
for representation, because under it four southern voters would have
more political power than ten northern voters. He also argued that this
clause would degrade freemen in the North by equating them with slaves.
He wondered, "Are we to enter into a Compact with Slaves?"30 No
other northerner opposed counting slaves for representation at this
time.
Thus, with little debate, the
Convention initially accepted the three-fifths clause as a basis for
representation. The clause, giving the South enormous political leverage
in the nation, was accepted without any quid pro quo from the North.
Application of the clause to taxation would not come until later in the
Convention. Indeed, there was no reason in mid-June to believe it would
ever be applied to taxation. A brief history of the three-fifths ratio,
prior to 1787, bears this out.
The ratio of three slaves to five free
persons was first proposed in the Congress in 1783 as part of an overall
program for the national government to raise revenue from the states.
The ratio was controversial. Southerners thought it overvalued slaves,
and northerners thought it undervalued them. Delegates from Virginia and
South Carolina, the states with the most slaves, wanted taxation based
on land values. Congress initially rejected and then later resurrected
the entire package, which called for taxation based on population.
Congress then sent the package to the states as an amendment to the
Articles of Confederation. However, this amendment failed to achieve the
necessary unanimous support of all the states and so was not added to
the Articles of Confederation.31
This history of the three-fifths clause
shows there is little substance to the traditional view that the
three-fifths clause "was a legacy from the Congress of 1783"
or that "most northern delegates must have realized even before
they arrived in Philadelphia that it would be the minimum price of
southern acceptance of any new constitution." The only useful
legacy of the Congress of 1783 was the numerical ratio itself, which
Congress had applied only to taxation.32 The application of the ratio to
representation was an entirely new concept.
The meaning of the three-fifths clause
to the delegates in Philadelphia was clear in the report of the
Committee of the Whole on June 13, which stated that representation
would be "in proportion to the whole number of white and other free
citizens and inhabitants, of every age, sex and condition, including
those bound to servitude for a term of years and three fifths of all
other persons not comprehended in the foregoing description, except
Indians, not paying taxes in each State." The phrasing of the term
"white and other free citizens and inhabitants" clearly
implied that the "other persons" were neither white nor free.33 By mid-June a majority in the Convention had accepted
the principle that representation in the national Congress would be
based on population and that three-fifths of the slave population would
be added to the free population in determining representation. However,
a minority of the delegates, led by those from New Jersey, were still
unhappy with this plan.
On June 15 William Paterson introduced
what is commonly known as the New Jersey Plan. The plan rejected
congressional representation based on population and, instead, retained
the system of representation then in force under the Articles of
Confederation: that the states would have an equal number of delegates
in the Congress. For the next fifteen days, the Convention debated,
without any reference to slavery, whether representation in Congress
would be based on population. In most of the votes on this issue, the
South (except Delaware) supported population based on representation.
These votes were predicated on the assumption that the three-fifths
clause, which had already been accepted, would be part of the basis of
representation. The southern delegates also expected their region to
grow faster than the North, and thus representation based on population
would help them in the long run. But, even if whites did not move south,
slaves could still be imported. Southerners, confident that a growing
slave population would augment their representation in Congress,
consistently supported population as the basis of that representation.34
By June 30 the Convention was at a
standstill. The states in favor of population-based representation had
enough votes to adopt their scheme. But if they were unable to persuade
the delegates from the smaller states to acquiesce on this point, the
Convention itself would fail. In the middle of this debate, Madison
offered a new mode of analysis for the delegates. He argued,
"...that the States were divided into
different interests not by their difference of size, but by other
circumstances; the most material of which resulted partly from
climate, but principally from their having or not having slaves. These
two causes concurred in forming the great division of interests in the
U. States. It did not lie between the large and small States: it lay
between the Northern and Southern, and if any defensive power were
necessary, it ought to be mutually given to these two interests."
So Madison proposed two branches of
Congress, one in which slaves would be counted equally with free people
to determine how many representatives each state would have, and one in
which slaves would not be counted at all. Under this arrangement,
"the Southern Scale would have the advantage in one House, and the
Northern in the other." Madison made this proposal despite his
reluctance to "urge any diversity of interests" among the
delegates.35
The Convention ignored Madison's
proposal. He may have offered it simply to divert attention from the
heated debate between the large and small states. If this was indeed his
goal, he was not immediately successful. The small states, led by
Delaware, continued to express fear that they would be swallowed up by
larger states if representation in the Congress were based solely on
population.36
Subsequent debates, however, reveal the
validity of Madison's analysis that sectionalism - caused by slavery -
created a major division within the Convention and the nation. Indeed,
slavery continued to complicate the Convention debates long after the
conflict between large and small states had evaporated. On July 2,
Charles Pinckney argued that there was "a solid distinction as to
interest between the southern and northern states." He noted that
the Carolinas and Georgia "in their Rice and Indigo had a peculiar
interest which might be sacrificed" if they did not have sufficient
power in any new Congress.37 Immediately after this speech the
Convention accepted a proposal by General Charles Cotesworth Pinckney to
send the entire question of representation to a committee of one
delegate from each state. The Convention then adjourned until July 5.
On July 5 the committee proposed what
historians have since called the Great Compromise. Under this plan,
representation in the lower house of the legislature would be based on
population, and in the upper house the states would have an equal vote.
The three-fifths clause was a part of this proposal.38
On July 6 the Convention once again
approved the concept of representation based on population for the lower
house of the Congress. The Convention then chose a five-man committee to
redraft the clause. In the absence of a census, this committee would
also have to recommend to the Convention the number of representatives
that each state would get in the first congress. Before the Convention
adjourned for the day, Charles Pinckney again raised sectional issues
connected to slavery, arguing that "blacks ought to stand on an
equality with whites," but he "w[oul]d... agree to the ratio
settled by Cong[res]s."39
Pinckney's argument here was doubly
significant. First, in a debate that had nothing to do with slavery per
se, Pinckney raised the issue, as if to warn the Convention not to
forget the special needs of the South. Second, Pinckney made it clear
that he (and presumably other southerners) thought that the three-fifths
rule for counting slaves was a great concession.
On July 9, the committee of five
reported its recommendations. Gouverneur Morris, who was on the
committee, admitted that the allocations in the report were "little
more than a guess." A number of delegates were dissatisfied with
these guesses, because in allocating representation for the first
congress the committee had taken into account "the number of blacks
and whites." This action led William Paterson to register a protest
- only the second so far in
the Convention - against the three-fifths clause. This was the beginning
of a four-day debate over slavery and representation. Paterson declared
that he regarded,
"...negroes slaves in no light but as
property. They are no free agents, have no personal liberty, no
faculty of acquiring property, but on the contrary are themselves
property, and like other property entirely at the will of the Master."
Paterson pointedly asked, "Has a
man in Virga. a number of votes in proportion to the number of his
slaves?" He noted that slaves were not counted in allocating
representation in southern state legislatures, and asked, "Why
should they be represented in the Genl. Gov't.[?]" Finally,
Paterson argued that counting slaves for purposes of representation
encouraged the slave trade.40
In response, Madison once again
proposed that representation in one house of the legislature be based on
total population and the other on just the free population. Pierce
Butler again argued for wealth as a basis for representation. This
proposal, of course, meant that slaves would be counted equally with
whites. Rufus King of Massachusetts gave unexpected support to Butler,
warning that the South would not unite with the rest of the country
"unless some respect were paid to their superior wealth."
Furthermore, King reminded his northern colleagues that, if they
expected "preferential distinctions in Commerce," they should
be willing to give up something. At least at this point in the
Convention, King was willing to accept the three-fifths ratio for
representation.41 Here was the beginning of a major compromise between
the Deep South and the commercially oriented states of the North. But
the moment, King and other northerners were offering the three-fifths
clause to the South, without asking southerners for any concession in
return.
This debate resulted in the appointment
of yet another committee to come up with a new proposal for
representation in the first congress. This committee reported its
deliberations the next day, July 10, and the Convention debated them.
Like the previous committee, this one had to calculate representation in
the first congress without the benefit of a census. This allocation,
which was later written into the Constitution, gave the North
thirty-five seats in the first congress while giving the South thirty.42
Not surprisingly, some delegates objected to the apportionment for their
states. More important, though, was the sectional animosity that these
allocations stimulated.
Almost immediately, John Rutledge and
Charles Cotesworth Pinckney of South Carolina moved to reduce New
Hampshire's representatives from three to two. Although on the previous
day Rufus King had supported Pierce Butler's demand for more southern
representation, he now defended the committee's apportionment, warning
that the New England states would not
accept any reduction in their representation. King also endorsed
Madison's analysis of sectionalism, arguing that "a difference of
interests did not lie where it had hitherto been discussed, between the
great and small States; but between the Southern and Eastern." King
nevertheless continued to seek compromise and explicitly recognized the
need "for the security of the Southern" interests. For this
reason he acquiesced to the three-fifths rule and was even willing to
consider "a still greater security" for the South, although he
admitted he did not know what that might be. But he also asserted that
"no principle would justify giving" the South "a
majority" in Congress.43
Charles Cotesworth Pinckney responded
that the South did not require "a majority of representatives, but
[he] wished them to have something like an equality." Otherwise,
Congress would pass commercial regulations favorable to the North, and
the southern states would "be nothing more than overseers for the
Northern States." Hugh Williamson of North Carolina agreed, arguing
that under the present system the North would get a majority in Congress
that it would never relinquish, and thus "the Southern Interest
must be extremely endangered."44
Gouverneur Morris of Pennsylvania, who
was emerging as the Convention's most vocal opponent of concessions to
slavery, became the first delegate to challenge the assumption that the
South was richer than the North and therefore deserved greater
representation in Congress. He also argued that, in time of emergency,
northerners would have to "spill their blood."45 Madison's
notes do not contain the full text of Morris's statement, but its
implications are clear. Northerners would have to "spill their
blood" because there were more free people in the North than in the
South and because slavery made the South an unreliable ally in wartime.
After various unsuccessful attempts to
reduce representation for some northern states or increase
representation for some southern states, the Convention adopted an
apportionment scheme for representation in the first congress by a vote
of nine to two. The negative votes did not come from the smallest
states, but from the most southern.46 The delegates from South Carolina
and Georgia made their point: they must have protection for slavery or
they would oppose the Constitution.
The next day, July 11, the Convention
debated the provision for a census to determine future representation in
Congress. Hugh Williamson of North Carolina amended the provision under
consideration to explicitly include the three-fifths clause for counting
slaves. Still dissatisfied with the three-fifths clause, Butler and
Charles Cotesworth Pinckney of South Carolina "insisted that blacks
be included in the rule of Representation, equally with the
Whites," and moved to delete the three-fifths clause. Butler argued
that "the labour of a slave in South Carolina was as productive and
valuable as freeman in Massachusetts," and since the national
government "was instituted principally for the protection of
property," slaves should be counted fully for representation.47 The
Convention quickly rejected the Butler-Pinckney proposal.
The defeat of the Butler-Pinckney
resolution did not end the debate over slavery and representation. A
motion to require Congress to take a census of all "free inhabitants"
passed on a slim six-to-four vote, with four slave states voting no. The
Convention then began debating the motion to count three-fifths of all
slaves. King and Gorham of Massachusetts expressed reservations, and
Sherman of Connecticut urged conciliation.
James Wilson of Pennsylvania, who had
initially proposed the three-fifths clause, supported it on pragmatic
grounds. Admitting he "did not well see on what principle the
admission of blacks in the proportion of three fifths could be
explained," he asked, if slaves were citizens, "why are they
not admitted on an equality with White Citizens?" But, if slaves
were "admitted as property," it was reasonable to ask,
"Then why is not other property admitted into the
computation?" Wilson argued, however, that these logical
inconsistencies "must be overruled by the necessity of
compromise." Gouverneur Morris, also representing Pennsylvania, was
not so willing to sacrifice principle. Having been "reduced to the
dilemma of doing injustice to the Southern States or to human
nature," Morris chose the former, asserting that he "could
never agree to give such encouragement to the slave trade" by
allowing the slave states "a representation for their negroes."
The three-fifths clause then failed, by a vote of four to six. However,
this defeat was not solely the result of Morris's arguments in favor of
principle: two slave states that were still holding out for fully
counting slaves for representation opposed the measure, while three
northern states hoped not to count slaves at all.48
The next day, July 12, the three-fifths
clause was back on the floor, directly tied to taxation for the first
time. The debate on slavery was the most divisive yet. Six southerners,
representing Virginia, North Carolina, and South Carolina, addressed the
issue. Their collective demand was clear: either give the South
substantial representation for its slave population or the South would
oppose the Constitution. Randolph, who had so far avoided the debates
over slavery, "lamented that such a species of property
existed," but nevertheless "urged strenuously that express
security ought to be provided for including slaves in the ratio of
Representation." Meanwhile, the South Carolinians, as might be
expected, demanded full representation for slaves, declaring themselves
willing, even eager, to be taxed fully for their slaves in return for
full representation for their slaves.49 William R. Davie of North
Carolina, who had been virtually silent throughout the Convention,
declared "it was high time now to speak out." Davie warned
that North Carolina would "never
confederate" unless slaves were counted, at the very least, under a
three-fifths ratio. Davie threatened that if some representation for
slaves was not adopted, "the business [of the convention] was at an
end."50
Only Gouverneur Morris was prepared to
call Davie's bluff, warning that Pennsylvania would "never agree to
a representation of Negroes." But he also agreed that it was
"vain for the Eastern states to insist on what the Southern States
will never agree to." As much as Morris wished "to form a
compact for the good of America," he seemed ready to risk failure
on the issue of slave representation.51 No other northerner joined
Morris on this issue. However, Oliver Ellsworth and William Samuel
Johnson of Connecticut strongly supported southern interests,
foreshadowing an emerging compromise between New England and the South
over slavery and commerce. After a heated debate, the Convention finally
adopted the three-fifths clause by a vote of six to two, with two states
divided.52
After more than a month and a half of
anguished argument, the Convention had finally resolved the issue of
representation for what would become the House of Representatives.
Throughout, slavery had constantly confused the issue and thwarted
compromise. Sectional interests caused by slavery had emerged as a major
threat to the Union. At this juncture in the Convention, the smaller
states still feared the larger ones; however, the northern and southern
states had also come to openly distrust each other. In the last debate
over representation, General Charles Cotesworth Pinckney declared he was
"alarmed" over statements about slavery by northerners.53 His
alarm would soon spread to other southern delegates.
No sooner had the Convention laid to
rest the issue of representation than it reemerged as part of the debate
over taxation. On July 13, Elbridge Gerry proposed that, until an actual
census could be taken, taxation would be based on the initial
representation in the House. This seemingly reasonable proposal set the
stage for a partial reopening of the debate over representation.
Reviving an earlier proposal, Hugh
Williamson of North Carolina tried to cut New Hampshire's representation
in the House of Representatives from three to two. Williamson argued
that because New Hampshire had not yet sent any delegates to the
Convention, it was unfair to force the state to pay taxes on the basis
of three representatives. This explanation fooled no one, and
Williamson's maneuver failed. Next, Read of Delaware expressed the fear
that Gerry's motion was a plot by the larger states to tax the smaller
ones. This led Madison to reiterate his belief that "the difference
of interest in the United States lay not between the large and small,
but the Northern and Southern States." Madison supported Gerry's
motion "because it tended to moderate the views both of the
opponents and advocates for rating very high, the negroes." After
three votes, Gerry's motion passed. The Convention had deepened its
commitment to the three-fifths clause, both for representation and for
taxation.54
With the sense of the Convention on
this issue apparently clear, Randolph moved to bring language previously
used in the working document into conformity with the three-fifths
clause. Earlier in the Convention, the body had declared that
representation would be based on "wealth." Randolph now
proposed substituting the wording of the three-fifths clause for the
word "wealth."55 This led to yet one more debate over the
three-fifths clause. This debate revealed the deep animosities that had
developed between some northern and southern delegates.
Gouverneur Morris mocked the attempt to
replace the word "wealth" with the three-fifths clause. If
slaves were "property," then "the word wealth was right,
and striking it out would produce the very inconsistency which it was
meant to get rid of." Morris then launched into a full-scale attack
on southern demands. In the process he suggested that a peaceful end to
the Convention, and the Union itself, might be in order. Morris asserted
that, until this point in the Convention, he had believed that the
distinction between northern and southern states was
"heretical." Somewhat disingenuously, he declared that he
"still thought the [sectional] distinction groundless," But he
saw that it was "persisted in; and that the Southern Gentlemen will
not be satisfied unless they see the way open to their gaining a
majority in the public Councils." The North naturally demanded
"some defense" against this. Morris thus concluded:
"Either this distinction is fictitious
or real: if fictitious let it be dismissed and let us proceed with due
confidence. If it be real, instead of attempting to blend incompatible
things, let us at once take a friendly leave of each other. There can
be no end of demands for security if every particular interest is to
be entitled to it."
Morris argued that the North had as
much to fear from the South as the South had to fear from the North.56
South Carolina's Pierce Butler
responded with equal candor: "The security the Southn. States want
is that their negroes may not be taken from them which some gentlemen
within or without doors, have a very good mind to do."57 For the
rest of the Convention, Butler and his southern colleagues would remain
vigilant in protecting this interest.
By Saturday the fourteenth, sectional
tempers had cooled. The Convention now reconsidered the makeup of the
Senate. The small states again reiterated their fears that the large
states would overwhelm them in a legislature based entirely on
population. Delegates from New Jersey and Connecticut made
it clear that they would not support the emerging Constitution unless
there was state equality in at least one branch of the legislature.
Charles Pinckney once again proposed that representation in both houses
of the legislature be based on population. In supporting this motion,
Madison yet again argued that "the real difference of interests
lay, not between the large and small but between the Northern and
Southern States. The institution of slavery and its consequences formed
the line of discrimination." Madison seemed particularly worried
that state equality would give the North a perpetual majority in one
branch of the legislature.58
Over Madison's protests, the equality
of the states in the Senate remained part of the Constitution. On the
final vote on this issue, three of the four negative votes came from the
South.59 This vote indicates that Madison's sense of sectional division
was at least as important as the division between large and small
states.
On July 16, when debate over the powers
of Congress resumed, Butler and Rutledge opposed giving Congress the
power to legislate where the states were "incompetent." The
southerners feared this "vague" and, therefore, dangerous
power, and thus four slave states supported a futile attempt to recommit
this clause. This debate illustrates that sectional fears, more than
rivalries between large and small states, had emerged as the major
problem for the Convention. Butler and Rutledge, after all, were fearful
of what a Congress dominated by the North might do. Any vagueness in
language might be used to harm slavery.60
The irony of the shifting sentiments of
the Carolinians became clearer a day later, when Gunning Bedford offered
compromise language for this clause. Bedford, of Delaware, had up to
this time vociferously represented the needs, and fears, of the small
states. During the debates over representation, he had emphatically told
his fellow delegates, "I do not gentlemen, trust you." Bedford
was probably as jealous of state power, and as fearful of national
power, as any man at the Convention. Yet on this issue he was not
fearful and was willing to compromise, because even he saw nothing
dangerous in the proposed clause, especially if it contained his
compromise language. Bedford's amendment did not mollify the delegates
from South Carolina and Georgia. These Deep South delegates remained
opposed to allowing the national government to legislate for the
"general interest of the Union,"61 suspecting that such power
might somehow, some day, threaten the particular interest of slavery.
|
|
 |
James Madison
Virginia
|
 |
Alexander
Hamilton
New York
|
 |
John Rutledge
South Carolina
|
 |
Pierce Butler
South Carolina
|
 |
James Wilson
Pennsylvania
|
 |
Charles
Pinckney
South Carolina
|
 |
Elbridge
Gerry
Massachusetts
|
 |
Rufus King
Massachusetts
|
 |
Hugh
Williamson
North Carolina
|
 |
Nathaniel
Gorham
Massachusetts
|
 |
William R.
Davie
North Carolina
|
 |
Oliver
Ellsworth
Connecticut
|
 |
William
Samuel Johnson
Connecticut
|
 |
George Read
Delaware
|
 |
Gunning
Bedford
Delaware
|
| |
| |
| |
|
|
Slavery and the Executive Branch
The Convention was deeply divided over
how the nation's chief executive should be chosen. Slavery complicated
the debates on this question and affected
their outcome. On July 17, the Convention considered, and rejected by
wide margins, election by the Congress, direct election by the people,
and election by the state legislatures. Significantly, the most vocal
opposition to election by the people came from three southerners:
Charles Pinckney, George Mason, and Hugh Williamson. While Pinckney and
Mason argued against the competence of the "people,"
Williamson was more open about the reasons for southern opposition. He
noted that Virginia - and by extension the rest of the South - would not be
able to elect her leaders president because "her slaves will have
no suffrage."62
For James Madison the debate over the
presidency was particularly difficult. Because he believed that
"concepts of right and justice were paramount expressions of
majority rule,"63 Madison instinctively favored election of the
president by the people. He told the Convention that "the people at
large" were "the fittest" to choose the president. But
"one difficulty... of a serious nature" made election by the
people impossible. Madison noted that the "right of suffrage was
much more diffusive in the Northern than the Southern States; and the
latter could have no influence in the election on the score of the
Negroes." In order to guarantee that the nonvoting slaves could
nevertheless influence the presidential election, Madison favored the
creation of the electoral college.64 Under this system, each state was
given a number of electors equal to its total congressional and
senatorial representation. This meant that the three-fifths clause would
help determine the outcome of presidential elecctions.65 Thus, the
fundamentally antidemocratic electoral college developed, at least in
part, to protect the interests of slavery.
Commerce and Slavery: The Dirty
Compromise
By late July, the Convention had
hammered out the basic outline of the Constitution. On July 23, the
Convention agreed to send the draft of the Constitution to a Committee
of Detail. At this juncture, General Charles Cotesworth Pinckney
"reminded the Convention that if the Committee should fail to
insert some security to the Southern States against an emancipation of
slaves, and taxes on exports, he should be bound by duty to his State to
vote against their Report."66 This protest must have surprised the
Convention. In the previous nine days slavery had not been directly
debated; and where it had come up at all, such as in the discussion of
the election of the president, the South had had its way. Now, just as
the work of many weeks was about to go to a committee for what many
hoped was a final redrafting, Pinckney raised new demands for the
protection for slavery.
Pinckney's outburst provoked no
immediate reaction. The Convention remained in session for three more
days, redebating how the executive should be
chosen and numerous minor details. Finally, on July 26, the Convention
adjourned until August 6, to allow the Committee of Detail to put the
Convention's work into some coherent form. This five-man committee
included two southerners, Rutledge and Randolph, while a third member,
Oliver Ellsworth of Connecticut, came from a state that had consistently
supported southern interests in the Convention.
The report of the Committee of Detail
contained a number of provisions aimed at the protection of slavery. The
new Congress could not interfere with the African slave trade and would
need a two-thirds majority to pass navigation acts. The new government
would be obligated to provide military support to suppress rebellions
and insurrections in the states. Although Clause IV provided for
representation based on "the number of inhabitants, according to
the provisions herein after made," no such provisions were in fact
in this draft. Thus, the committee report implied that the slaves would
be counted equally with all other "inhabitants" when
determining representation in Congress. The three-fifths clause was in
the Committee report, but applied only to "direct" taxes and
"capitation" taxes, not to representation. The committee
report also prohibited taxation of both exports and imported slaves.
With the exception of a clause allowing Congress to regulate commerce by
a simple majority, the draft Constitution seemed to give the South
everything it wanted.67 The Committee of Detail appeared to have taken
to heart Pinckney's demand for "some security to the Southern
States."
On August 7, the Convention began to
debate the committee report. On the next day, yet another debate over
the three-fifths clause took place. Hugh Williamson moved to clarify the
status of this clause by replacing the phrase "the provisions
herein after made" with a direct reference to the three-fifths
provision. After the Convention adopted Williamson's motion, Rufus King
protested that counting slaves for representation "was a most
grating circumstance," especially because the draft of the
Constitution also prohibited Congress from banning the slave trade or
even taxing the produce of slave labor. He thought that some provision
ought to be made for ending the slave trade, but at minimum he argued
that "either slaves should not be represented, or exports should be
taxable."68
Roger Sherman, who would prove to be
the Deep South's most vocal northern ally, agreed with King that the
slave trade was "iniquitous" but believed that this issue
should not be raised in connection with the question of representation,
which had "been settled after much difficulty and
deliberation." Madison, Ellsworth, and Sherman then tried to
discuss other topics. But Gouverneur Morris would not let the slavery
issue drop. He moved to insert the word "free" in front of the
word "inhabitants" in the clause directing how representation
would be determined. Believing that "much... would depend
on this point," Morris said that he could "never... concur in
upholding domestic slavery," which was "the curse of heaven on
the States where it prevailed." Morris compared the "rich and
noble cultivation" of the middle states with "the misery and
poverty which overspread the barren wastes of Virginia, Maryland and the
other slave states" and concluded that counting slaves for
representation
"...when fairly explained comes to this:
that the inhabitant of Georgia and South Carolina who goes to the
Coast of Africa, and in defiance of the most sacred laws of humanity
tears away his fellow creatures from their dearest connections and
damns them to the most cruel bondages, shall have more votes in a Government instituted for protection of the rights of mankind,
than the Citizen of Pennsylvania or New Jersey who views with a
laudable horror, so nefarious a practice."69
According to Morris, the draft
Constitution compelled the North "to march their militia for the
defense of the Southern States; for their defense against those very
slaves of whom they complain." Furthermore, the government lacked
the power to levy a tax on imported slaves or on the goods they
produced. Worst of all, counting slaves for representation encouraged
the South to import more of them. Morris scoffed at the idea that there
could ever be a direct tax, such as the three-fifths clause allowed,
because it was "idle to suppose that the General Government can
stretch its hand directly into the pockets of the people scattered over
so vast a Country." Thus the South would get extra representation
in Congress for its slaves and have to pay nothing in return. Morris
declared he "would sooner submit himself to a tax for paying for
all the Negroes in the United States than saddle posterity with such a
Constitution."70
For the first time in the Convention,
two northerners - King and Morris - had denounced slavery in the same
debate. A third, Jonathan Dayton of New Jersey, joined them by seconding
Morris's motion. Curiously, no one responded in kind to these attacks.
Roger Sherman calmly answered his northern neighbors, declaring he saw
no "insuperable objections" to "the admission of the
Negroes into the ratio of representation." He argued, "It was
the freemen of the Southn. States who were in fact to be represented
according to the taxes paid by them, and the Negroes are only included
in the Estimate of the taxes." This response reflected claims made
by delegates from South Carolina since the beginning of the Convention
that wealth as well as population had to be represented in the Congress.
James Wilson added that the objections by Morris and King were
premature. Charles Pinckney merely indicated that he would reply
"if the occasion were a proper one." The Convention then
overwhelmingly rejected Morris's amendment.71
For the South, this debate, along with
the vote that followed it, was a major victory. The debate exposed many
of the weaknesses of slavery; some delegates had made powerful moral and
practical arguments against the institution. Yet all the northern states
except New Jersey voted with the South.
In the following week, the Convention
managed to avoid rancorous debates over slavery, even though sectional
distrust sometimes appeared.72 This period of calm ended on August 16,
when the Convention began reviewing the powers of Congress. During a
routine discussion of the taxing power, George Mason raised the issue of
the power of Congress to tax exports. A part of the draft Constitution
that had not yet been debated specifically prohibited Congress from
taxing exports. Mason wanted to debate the issue out of order. He did
not want to give Congress the right to levy any tax without
simultaneously adopting a corresponding prohibition on export taxes.
Mason "was unwilling to trust to its being done in a future
article" and "professed his jealousy for the productions of
the Southern or as he called them, the staple States." Sherman and
Rutledge quickly reassured Mason that such a provision could be dealt
with later. Mason could not, however, have been totally reassured when
Gouverneur Morris declared that a prohibition on taxing exports was
"radically objectionable." A number of other delegates then
debated this issue. With the exception of Madison, all the southerners
opposed taxing exports; all the northerners, except those from
Connecticut and Massachusetts, favored the idea.73 The Convention then
postponed the question of taxing exports.
This short debate gave hints of a
developing bargain between New Englanders and delegates from the Deep
South. In reassuring Mason, South Carolina's John Rutledge noted that he
would vote for the commerce clause as it stood, but only "on
condition that the subsequent part relating to negroes should also be
agreed to."74 Rutledge clearly equated an export tax with an attack
on slavery. Delegates from Connecticut and Massachusetts indicated some
support for Rutledge's position. The "dirty compromise" of the
Convention was taking shape. The South Carolina delegation would support
the commerce clause if New England would support a prohibition on export
taxes and a protection for the slave trade. This understanding
solidified during the next two weeks.
On August 21, the New England states
joined five slave states on three crucial votes. On the first vote, all
three New England states voted to defeat an amendment to the draft
Constitution that would have allowed Congress, by a simple majority
vote, to tax exports. During the debate over this motion, Connecticut's
Ellsworth argued against taxing exports because such taxes would
unfairly hurt the South, which produced major export crops such as
"Tobo. rice and indigo." Ellsworth believed "a tax on
these alone would be partial and
unjust." Next, in a key five-to-six vote, Connecticut joined the
five slave states to defeat a proposal, made by James Madison, to allow
taxes on exports by a two-thirds vote of Congress. On the final vote, to
absolutely ban all export taxes, Massachusetts joined Connecticut, and
the measure to prohibit export taxes, favored by the South passed, seven
to four. During the debate, the Virginia delegation was divided, three
to two, with James Madison and George Washington unsuccessfully favoring
Congressional power to tax exports.75
The Convention then debated a motion by
Luther Martin to allow an import tax on slaves. Martin represented
Maryland, a slave state, but one with a surplus of slaves, a fact that
helps explain his opposition to the African trade. Rutledge opposed
Martin's motion with a two-pronged attack. He first told the Convention
that the "true question at present is whether the Southern States shall
or shall not be parties to the Union." The implied threat of secession
was clear. He then told the northern delegates that, if they would
"consult their interest," they would "not oppose the increase of slaves
which will increase the commodities of which they will become the
carriers." Ellsworth of Connecticut agreed, refusing to debate the
"morality or wisdom of slavery" and simply asserting that "what enriches
a part enriches the whole." The alliance for profit between the Deep
South and New England was now fully developed. Charles Pinckney then
reaffirmed that South Carolina would "never receive the plan if it
prohibits the slave trade."76
Shrewdly, Pinckney equated a tax on imported slaves with a prohibition
on the trade itself. On this note, the Convention retired for the day.
Roger Sherman opened debate the next
day by adopting a familiar pose. He declared his personal disapproval of
slavery but refused to condemn it in other parts of the nation. He then
argued against a prohibition of the slave trade, asserting that "the
public good did not require" an end to the trade. Noting that the states
already had the right to import slaves, Sherman saw no point in taking a
right away from the states unnecessarily because "it was expedient to
have as few objections as possible" to the new Constitution. Here
Sherman assumed it was necessary to defuse southern opposition to the
Constitution, which might result from a ban on the slave trade, but he
did not think it necessary to placate those who might oppose the
Constitution if it allowed the slave trade to continue. Sherman was
prepared to appease those who supported the slave trade, but he
apparently was unconcerned about the strong opposition to the slave
trade in his own region. Next, Sherman observed that "the abolition of
slavery seemed to be going on in the U.S." If left alone, the "good
sense of the several States" would soon put an end to all slavery in the
country. In making this argument, Sherman either confused the abolition
of the slave trade with the abolition of slavery itself, or he foolishly
believed that because New England and Pennsylvania had begun to abolish
slavery, the rest of the nation would soon follow. Finally, revealing
his priorities, Sherman urged the Convention to hurry and finish its
busiiness.77
After almost three months of meetings, this argument doubtless resounded
well with some delegates.
George Mason of Virginia responded to
Sherman with a fierce attack on the "infernal traffic" in
slaves, which he blamed on "the avarice of British Merchants."
Reflecting the sectional hostilities at the Convention, as well as
trying to lay blame on anyone but Virginians for the problem of slavery,
Mason then "lamented" that his "Eastern brethren had from
a lust of gain embarked in this nefarious traffic." Mason leveled
some of the strongest criticism of slavery yet heard at the Convention,
declaring it an "evil" system that produced "the most
pernicious effect on manners." He declared that "every master
of slaves is born a petty tyrant" and warned that slavery would
"bring the judgment of heaven on a Country" and ultimately
produce "national calamities." Despite this apparent attack on
the whole institution, Mason ended his speech by demanding only that the
national government "have power to prevent the increase of
slavery" by prohibiting the African trade. As Peter Wallenstein has
argued, "Whatever his occasional rhetoric, George Mason was - if one
must choose - proslavery, not antislavery. He acted in behalf of
Virginia slaveholders, not Virginia slaves," when he opposed a
continuation of the African trade.78
Others at the Convention understood
this quite well. Mason failed to say that Virginia, like Maryland, had a
surplus of slaves and did not need the African slave trade any longer.
But James McHenry candidly wrote in his private notes: "That the
population or increase of slaves in Virginia exceeded their calls for
their services," and thus a prohibition of the slave trade "would be a
monopoly" in Virginia's "favor." Under such conditions "Virginia etc
would make their own terms for such [slaves] as they might sell."79
The "etc" no doubt included McHenry's own state of Maryland.
Ellsworth of Connecticut, adopting the
same pose as Sherman, answered Mason. Because "he had never owned a
slave," Ellsworth declared he "could not judge of the effects of slavery
on character." However, if slavery were as wrong as Mason had suggested,
merely ending the trade was insufficient. Ellsworth, of course, knew
that the Virginians opposed allowing the national government to abolish
slavery. Since there were many slaves in Virginia and Maryland and fewer
in the Deep South, any prohibition on the trade would be "unjust towards
S. Carolina and Georgia." Ellsworth thus urged the Convention not to
"intermeddle" in the affairs of other states.80
The Convention had now witnessed the unusual phenomenon of a New
Englander defending the slave trade against the attacks of a Virginian.
The Carolinians were of course quite
capable of defending their own institution. Charles Pinckney, citing
ancient Rome and Greece, declared that slavery was "justified by the
example of all the world." He warned that any prohibition of the slave
trade would "produce serious objections to the Constitution which he
wished to see adopted."81
His cousin, General Pinckney, also declared his support for the
Constitution, but noted that his "personal influence... would be of no
avail towards obtaining the assent" of his home state. He believed
Virginia's opposition to the trade was more pecuniary than moral.
Virginia would "gain by stopping the importations" because "her slaves
will rise in value, and she has more than she wants." Prohibiting the
trade would force South Carolina and Georgia "to confederate" on
''unequal terms." While Virginia might gain, the nation as a whole would
not. More slaves would produce more goods, and that result would help
not only the South but also states involved in "the carrying trade."
Seeing the slave trade solely as an economic issue, Pinckney thought it
"reasonable" that imported slaves be taxed. But a prohibition of the
slave trade would be "an exclusion of S. Carola from the Union." As he
had made clear at the beginning of his speech, "S. Carolina and Georgia
cannot do without slaves." Rutledge and Butler added similar sentiments,
as did Abraham Baldwin of Georgia and Williamson of North Carolina.82
New England twangs now supported the
Southern drawls. Gerry of Massachusetts offered some conciliatory
remarks, and Sherman, ever the ally of the South, declared that "it
was better to let the S. States import slaves than to part with them, if
they made that a sine qua non." However, in what may have been an
attempt to give his remarks an antislavery tone, he argued that taxing
imported slaves was morally wrong, because that "implied they were
property."83
This position undoubtedly pleased Sherman's southern allies, who did not
want to pay taxes on any slaves they imported. Sherman's speech also
underscored the profound support that the Carolinians and Georgians
found among some New Englanders.
The reasons for cooperation between New
England and the Deep South on this issue were now clear. All the New
England states had banned the slave trade and prohibited their ships
from transporting slaves from Africa. But New Englanders involved in the
"carrying trade" would profit from transporting rice and other
products produced by slave labor. And the South Carolinians seemed
willing to support the New Englanders' demands for Congressional power
to regulate all commerce. In return, New Englanders would support the
right of the Carolinas and Georgia to import the slaves they could not
"do without."
On the other side of the issue, only
John Langdon of New Hampshire and John Dickinson of Delaware vigorously
opposed allowing the slave trade to
continue. Dickinson argued that the trade was "inadmissible on every
principle of honor and safety." Furthermore, he was prepared to call the
Carolinians' bluff on the question of Union, doubting that the Deep
South would reject the Constitution if the trade were prohibited. James
Wilson was also skeptical of southern threats, but he did not offer any
strong rebuttal. Nor did Rufus King, who only pointed out that
prohibiting a tax on imported Africans was an "inequality that could not
fail to strike the commercial sagacity of the Northern and middle
States."84
The most surprising contribution to
this debate came from Gouverneur Morris of Pennsylvania, who had
previously been the most consistent opponent of slavery at the
Convention. He suggested that the subject of commercial regulation acts
and the slave trade be sent to committee. "These things may form a
bargain among the Northern and Southern States," he shrewdly noted. The
Convention quickly accepted his suggestion.85
On August 26, the Convention began to
debate the committee's compromise proposal. The committee proposed that
Congress be barred from prohibiting the African slave trade until 1800,
but that in the meantime a reasonable tax could be levied on imported
slaves. General Charles C. Pinckney immediately proposed that the date
be changed to 1808, which would be twenty years after the Constitution
was ratified. Gorham of Massachusetts seconded this motion. Madison
complained that this provision was "dishonorable to the National
character" and to the Constitution and that the "twenty years will
produce all the mischief that can be apprehended from the liberty to
import slaves." Nevertheless, the delegates accepted Pinckney's change
by a seven-to-four vote, three New England states, Maryland, and the
three Deep South states supporting it.86
Gouverneur Morris, still resisting a
continuation of the slave trade, then proposed that the clause
specifically declare that the "importation of slaves" be limited to the
Carolinas and Georgia. Morris wanted it known "that this part of the
Constitution was a compliance with those States." Having made this
motion only to embarrass supporters of the trade, Morris withdrew it. By
a seven-to-four vote, the Convention then adopted the slave trade
provision. The three New England states once again joined Maryland and
the Deep South to allow the slave trade to continue for twenty years.87
This vote formed a key component of the "dirty compromise."
On August 28, the Convention debated
what would become the privileges and immunities clause of the
Constitution. Charles Cotesworth Pinckney "seemed to wish some
provision should be included in favor of property in slaves," but
he did not press the point, and the Convention accepted the clause with
only South Carolina voting no. Pinckney's concern was apparently over
the right of masters to travel from state to state with their slaves.
In fact, those states that had already
passed gradual emancipation statues, like Pennsylvania, had made
provisions for slave transit. Perhaps for this reason, other southern
delegates did not share Pinckney's concern. This seems to have been the
only time during the Convention when southerners perceived a threat to
slavery but were unable to muster the votes, or perhaps their own
energies, to head it off.
88
The Convention immediately turned to
the fugitives from justice clause. Butler and Charles Pinckney
attempted to amend this provision "to require fugitive slaves and
servants to be delivered up like criminals." Roger Sherman
sarcastically countered that he "saw no more propriety in the
public seizing and surrendering a slave or servant, than a horse."
James Wilson objected that this would cost the free states money.
Significantly, this opposition came from two delegates who usually sided
with the South. Butler wisely "withdrew his proposition in order
that some particular provision might be made apart from this article."89
The next day, the debates over
commerce, the slave trade, and fugitive slaves were all joined to
complete the "dirty compromise." In a discussion of the
commerce clause, Charles Pinckney, the younger and more impetuous of the
two cousins, moved that a two-thirds majority be required for all
commercial regulations. He argued that "the power of regulating
commerce was a pure concession on the part of the S. States" and
that therefore the two-thirds requirement was reasonable.90
General Charles Cotesworth Pinckney
agreed that "it was the true interest of the S. States to have no
regulation of commerce," But, in one of the most revealing
statements of the Convention, he explained his support for a clause
requiring only a simple majority for passage of commercial legislation.
Pinckney said he took this position because of "their [the eastern
states'] liberal conduct towards the views of South Carolina." The
"views of South Carolina" concerned the slave trade. In the
margins of his notes, Madison made this clear. Madison wrote that
Pinckney,
"...meant the permission to import
slaves. An understanding on the two subjects of navigation and
slavery, had taken place between those parts of the Union, which
explains the vote on the Motion depending, as well as the language of
General Pinckney and others."
Other delegates confirmed this
analysis. Luther Martin later reported that "the eastern States,
notwithstanding their aversion to slavery, were very willing to indulge
the southern States, at least with a temporary liberty to prosecute the
slave trade, provided the southern States would in their turn gratify
them, by laying no restriction on navigation acts; and after a very
little time, the committee by a
great majority agreed on a report, by which the general government was
to be prohibited from preventing the importation of slaves for a limited
time, and the restrictive clause relative to navigation acts was to be
omitted."91
Subsequent debate confirmed that New
Englanders and South Carolinians had indeed struck a bargain. Butler,
for example, declared that the interests of the southern and eastern
states were "as different as the interests of Russia and Turkey."
Nevertheless, he was "desirous of conciliating the affections of the
East" and so opposed the two-thirds requirement. The Virginians, who had
opposed the slave trade provisions, now supported the demand for a
two-thirds requirement for commercial legislation. But they were in the
minority. South Carolina joined all the northern states to defeat the
motion to require a two-thirds vote to regulate commerce. The Convention
then adopted the clause, allowing a simply majority to regulate
commerce.92
Immediately after this vote, Butler
reintroduced the fugitive slave clause. Without debate or recorded
vote, it too passed.93
The last bargain over slavery had been made. The northerners who had
opposed the fugitive slave provision only a day before were now silent.
The debates of late August reveal how
willing the northern delegates - especially the New Englanders - were to
support slavery and the demands of the Deep South. Some years ago,
William W. Freehling argued that the slave trade clause was adopted to
"lure Georgia and South Carolina into the Union."94
The Convention debates, however, suggest that the Deep South did not
need to be lured into the Union; the delegates from the Carolinas and
Georgia were already deeply committed to the Constitution by the time
the slave trade debate occurred. Moreover, the South had already won
major concessions on the three-fifths clause and the prohibition on
taxing exports. These were permanent features of the Constitution,
unlike the slave trade provision, which would lapse in twenty years.
Although some southerners talked of not joining the Union unless the
slave trade were allowed, it seems unlikely they would have risked going
it alone over a temporary right of importation.95
This prospect is even more unlikely
because at the time of the Convention none of these states was actively
importing slaves from Africa. This fact cuts against Professor Earl
Maltz's contention that giving Congress the "authority to ban the
importation of new slaves" would "have done serious damage to
the economies of a number of southern states."96
From 1787 until 1803 South Carolina did not import any slaves from
Africa. From 1803 to 1808 South Carolina imported about 80,000 new
slaves. These importations created enormous human tragedies for the
individual victims of the trade - and they doubtless provided huge
profits to individual importers and purchasers - but these importations
did not dramatically affect the economy of South Carolina or the Deep
South.
The arguments of Freehling and Maltz
rest on the assumption that the states of the Deep South would have
rejected the Constitution over the right to import slaves in the future
when they in fact were not currently importing them. Furthermore, even
without constitutional protection for the slave trade, importations from
Africa would have been legal until the Congress actually took the time,
and mustered the votes, to prohibit them. At no time did the Convention
consider a clause flatly prohibiting the trade; the entire debate was
over whether the Constitution would explicitly protect the trade. Earl
Maltz writes that, "under the Articles of Confederation, no federal
action against the slave trade was possible; if this is the appropriate
starting point then even a delayed grant of authority over the
importation of slaves must be considered anti-slavery and
nationalistic."97
However, this analysis ignores the fact that the slave trade clause is a
specific exception to the general rule giving Congress complete power to
regulate all commerce but slave importation. In essence, the Convention
granted Congress the general power to regulate all international
commerce except the African slave trade. It is not surprising that the
South Carolina delegation considered this a great victory for their
special interest in slave importations.98
However one views the African trade, it
is hard to see how anyone could assert that the fugitive slave clause
was also a "lure." Added at the last possible moment, without
any serious debate or discussion, this clause was a boon to the South
without any quid pro quo for the North. On this vote the northern
delegates either did not understand the importance of the issue or were
too tired to fight it.
The August debates also reveal that the
northern delegates could have had no illusions about the nature of the
covenant they were forming with the South. the northern delegates could
not have forgotten General Charles Cotesworth Pinckney's earlier
assertion that "S. Carolina and Georgia cannot do without slaves." While
the "Fathers liked to call [slavery] temporary," the evidence of the
Convention shows they should have known better.99
Throughout the Convention, the delegates from the slave states made no
attempt to hide their belief that slavery would be a permanent part of
their culture and society. No one who attended the Philadelphia
Convention could have believed that slavery was "temporary" in the
South.
|
|
 |
George Mason
Virginia
|
 |
Jonathan
Dayton
New Jersey
|
 |
George
Washington
Virginia
|
 |
Luther Martin
Maryland
|
 |
James McHenry
Maryland
|
 |
Abraham
Baldwin
Georgia
|
 |
John Langdon
New Hampshire
|
 |
John
Dickinson
Delaware
|
| |
| |
| |
| |
|
|
Toward Sectional Harmony
With the adoption of the commerce
clause and the fugitive slave clause, the issues of immediate concern to
slave owners seemed to be settled. However,
on August 30, a conflict over slavery briefly emerged during a
discussion of the domestic violence clause of what became Article IV of
the Constitution. John Dickinson of Delaware attempted to delete the
limitation that permitted the national government to intervene to
prevent violence only "on the application" of a state legislature. This
change would have allowed the national government, and not the states,
to determine when intervention was necessary. The Convention quickly
defeated this motion, with the five slave states voting no, apparently
because they did not want the national government to interfere in their
domestic affairs. However, on a vote to change the wording of the clause
from "domestic violence" to "insurrections," the four slave states south
of Virginia voted yes, but the motion lost five to six.100
Fear of slave insurrections no doubt motivated the South to wish for
explicit protection on this matter.
The Convention now turned to the
numerous proposals that had been tabled throughout the summer.
North-South cooperation remained high. Motions introduced by a delegate
from one section were often seconded by one from the other. Although
some patterns of sectional voting can be found in these debates, they
are rare and may be more coincidental than significant.101
Some delegates, particularly Mason of Virginia, raised sectional fears.
But by this time Mason was so clearly opposed to the Constitution that
he was apparently willing to make any argument to derail the work of the
Convention.102
Even on that divisive issue - the slave
trade - the sectional compromise held. On September 10, the last
day of debate before the Constitution went to a final Committee of
Style, John Rutledge of South Carolina noted his opposition to the
amendment procedure because "the articles relating to slaves might be
altered by the states not interested in that property and prejudiced
against it." At Rutledge's insistence, the Convention added a clause
forbidding any amendment of the slave trade provision and the capitation
tax provision before 1808.103
As they had throughout the Convention, the delegates from the Deep South
left almost nothing to chance in their zeal to protect slavery.
Emerging from the Committee of Style on
September 14, the penultimate version of the Constitution produced
further debate on issues relating to slavery and sectionalism. On
September 15, an attempt to increase the representation of North
Carolina in the first congress failed, on a strictly sectional vote.
Similarly, the Convention rejected an attempt to change the clause on
export taxes to make it yet more favorable to the South. Here, however,
Maryland and South Carolina joined the North in defeating the measure.104 The Convention's last substantive action on slavery-related matters
concerned the fugitive slave clause. The Committee of Detail had
reported the clause with the language "No person legally held to
service or labour in one state escaping into another shall ... be
discharged from such service or labour..."
The Convention substituted the term "under the laws thereof' after the
word "state" for the term "legally." The delegates made this change "in
compliance with the wish of some who thought the term [legally]
equivocal, and favoring the idea that slavery was legal in a moral
view."105
This was a minor victory for those who were squeamish about slavery, but
it had no practical effect.
The Proslavery Compact
This final compromise over the wording
of the fugitive slave clause was an entirely appropriate way to end
discussion of slavery at the Convention. Throughout the Convention, the
delegates had fought over the place of slavery in the Constitution.
Northerners opposed representation for slavery because it would give the
South a political advantage; Virginians opposed the slave trade, at
least in part, because it would undermine the value of their excess
slaves. A few delegates had expressed moral qualms over slavery, but
most of the criticism had been political and economic. The initial
reaction to the fugitive slave clause typified this. When Pierce Butler
and Charles Pinckney first proposed it, James Wilson complained, "This
would oblige the Executive of the State to do it, at public expense."106
The costs Wilson worried about were more financial than moral.
The word "slavery" was never mentioned
in the Constitution, yet its presence was felt everywhere. The new
wording of the fugitive slave clause was characteristic. Fugitive slaves
were called "persons owing service or Labour," and the word "legally"
was omitted so as not to offend northern sensibilities. Northern
delegates could return home asserting that the Constitution did not
recognize the legality of slavery. In the most technical linguistic
sense, they were perhaps right. Southerners, on the other hand, could
tell their neighbors, as General Charles Cotesworth Pinckney told his,
"We have obtained a right to recover our slaves in whatever part of
America they may take refuge, which is a right we had not before."107
Indeed, the slave states had obtained
significant concessions at the Convention. Through the three-fifths
clause they gained extra representation in Congress. Through the
electoral college their votes for president were far more potent than
the votes of northerners. The prohibition on export taxes favored the
products of slave labor. The slave trade clause guaranteed their right
to import new slaves for at least twenty years. The domestic violence
clause guaranteed them federal aid if they should need it to suppress a
slave rebellion. The limited nature of federal power and the
cumbersome amendment process guaranteed that, as long as they remained
in the Union, their system of labor and race relations would remain free
from national interference. On every issue at the Convention, slave
owners had won major concessions from the rest of the nation, and with
the exception of the commerce clause they had given up very little to
win these concessions. The northern delegates had been eager for a
stronger Union with a national court system and a unified commercial
system. Although some had expressed concern over the justice or safety
of slavery, in the end they were able to justify their compromises and
ignore their qualms.
At the close of the Convention, two
delegates, Elbridge Gerry of Massachusetts and George Mason of Virginia,
explained why they could not sign the document they had helped create.
Both had a plethora of objections that included slavery-related issues.
But their objections were not grounded in moral or philosophical
opposition to slavery; rather, like the arguments of those delegates who
ultimately supported the compromises over slavery, the objections of
Gerry and Mason were practical and political. Gerry objected to the
three-fifths clause because it gave the South too much political power
at the expense of New England. Mason opposed allowing the slave trade to
continue because "such importations render the United States weaker,
more vulnerable, and less capable of defense."108
During the ratification struggles,
others would take more principled stands against the compromises over
slavery. A New Yorker complained that the Constitution condoned
"drenching the bowels of Africa in gore, for the sake of enslaving its
free-born innocent inhabitants." In New Hampshire, "A Friend of the
Rights of People" asked, "Can we then hold up our hands for a
Constitution that licenses this bloody practice? Can we who have fought
so hard for Liberty give our consent to have it taken away from others?
May the powers above forbid." The anonymous "Friend" was particularly
troubled because even after twenty years the Constitution did not
require that "this cruel and barbarous practice ... shall cease." A
Virginian thought the slave trade provision was an "excellent clause"
for "an Algerian constitution: but not so well calculated (I hope) for
the latitude of America."109
It was more than just the slave trade
that northern anti-federalists feared. Three opponents of the
Constitution in Massachusetts noted that the Constitution bound the
states together as a "whole" so "the states" were
"under obligation... reciprocally to aid each other in defense and
support of every thing to which they are entitled thereby, right or
wrong." Thus, they might be called to suppress a slave revolt or in
some other way defend the
institution. They could not predict how slavery might entangle them in
the future, but they did know that "this lust for slavery, [was]
portentous of much evil in America, for the cry of innocent blood, ...
hath undoubtedly reached to the Heavens, to which that cry is always
directed, and will draw down upon them vengeance adequate to the
enormity of the crime."110
The events of 1861-1865 would prove the
three Massachusetts anti-federalists of 1788 correct. Only after a civil
war of unparalleled bloodshed and three constitutional amendments could
the Union be made more perfect by finally expunging slavery from the
Constitution. |
|
Footnotes
-
William
Lloyd Garrison to Rev. Samuel J. May, July 17, 1845, in Walter M.
Merrill, ed., The Letters of William Lloyd Garrison
(Cambridge: Harvard University Press, 1973) 3:303. The Liberator,
May 6,1842. See also William M. Wiecek, The Sources of
Antislavery Constitutionalism in America, 1760-1848 (Ithaca,
N.Y.: Cornell University Press, 1977), chap. 10; and James Brewer
Stewart, Holy Warriors: The Abolitionists and American Slavery,
rev. ed., (New York: Hill and Wang, 1996),98899, 113, 162; William
E. Cain, ed., William Lloyd Garrison and the Fight Against
Slavery: Selections from the Liberator (Boston: Bedford Books,
1995), 36.
-
Wendell
Phillips, Can Abolitionists Vote or Take Office Under the United
States Constitution (New York: American Anti-Slavery Society,
1845), 3.
-
Justice
Joseph Story, a native of Massachusetts, in fact took this position
in Prigg v. Pennsylvania, 16 Pet. (U.S.) 539 (1842). See also
Paul Finkelman, "Story Telling on the Supreme Court: Prigg
v. Pennsylvania and Justice Joseph Story's "Judicial
Nationalism," Supreme Court Review 1994 (1995): 247-294.
-
James
Henry Hammond, "Speech on the Admission of Kansas," March
4, 1858, in Eric McKitrick, ed., Slavery Defended: The Views of
the Old South (Englewood Cliffs, NJ.: Prentice Hall, 1963), 121.
-
Samuel
J. May, Some Recollections of Our Antislavery Conflict (Boston:
Fields, Osgood, 1869), 143-144. May offered this confession after
the Civil War was over, when he could "rejoice, therefore, with
joy unspeakable that the question is at length practically
settled."
-
[Wendell
Phillips], The Constitution: A Pro-Slavery Compact; or,
Selections from the Madison Papers, 2d ed. (New York: American
Anti-Slavery Society, 1845), v-vi.
-
Eric
Foner, Free Soil, Free Labor, Free Men: The Ideology of the
Republican Party before the Civil War (New York: Oxford
University Press, 1910), chap. 3; Salmon P. Chase, Reclamation of
Fugitives from Service (Cincinnati: R.P. Donough, 1847). This
was Chase's written brief in Jones v. Van Zandt, 5 How.
(U.S.) 215 (1847). Here Chase was unsuccessful in his attempt to
persuade the Supreme Court to overturn the verdict against Van Zandt
for helping a group of fugitive slaves claimed by Jones. William M.
Wiecek, "Slavery and Abolition before the United States Supreme
Court, 1820-1860," Journal of American History, 65
(1973-1979): 34-59. Chase's only success before the Supreme Court
was in Norris v. Cocker, 13 How. (U.S.) 429 (1851), which
turned on a technical aspect of a statute. For a discussion of that
case, see Paul Finkelman, "Fugitive Slaves, Midwestern Racial
Tolerance, and the Value of Justice Delayed," Iowa Law
Review 78 (1992): 89, 105-107. The only other antislavery
success before the Supreme Court was in United Stales v. The
Amistad, 15 Pet. (U.S.) 518 (1841), which involved the illegal
African slave trade and issues of international law. George Bradburn
to Gerrit Smith, December 15, 1846, Gerrit Smith Papers, box 4,
Syracuse University, Syracuse, New York. The Garrisonian analysis
was not, of course, designed to give aid and comfort to defenders of
slavery. The Garrisonians merely read the Constitution and the
debates of the Convention and analyzed what they found. Similarly,
an acceptance of the Garrisonian view of the Constitution - that it
was a document that explicitly protected the institution of slavery
- is not an endorsement of the Garrisonian cure: a rejection of
political activity and disunion.
-
Max
Farrand, ed., The Records of the Federal Convention of 1787,
rev. ed., 4 vols. (New Haven: Yale University Press, 1966), 1:561;
2:415; Jonathan Elliot, The Debates in the Several State
Conventions on the Adoption of the Federal Constitution, 5 vols.
(New York: Burt Franklin, 1987, reprint of 1888 edition), 4:176. See
also Staughton Lynd, "The Abolitionist Critique of the
Constitution," in Class Conflict, Slavery, and the United
States Constitution: Ten Essays (Indianapolis: Bobbs-Merrill,
1967),159-160.
-
Curiously,
Don Fehrenbacher found that "only three [clauses of the
Constitution] were directly and primarily concerned with the
institution of slavery." Fehrenbacher acknowledged only that
other clauses "impinged upon slavery." Fehrenbacher also
asserted that "the Constitution had some bias toward freedom
but was essentially open-ended with respect to slavery."
Fehrenbacher failed, however, to explain what part of the
Constitution was pro-freedom, while at the same time ignoring many
proslavery aspects of the Constitution. Don E. Fehrenbacher, The
Federal Government and Slavery (Claremont, Calif.: Claremont
Institute, 1984), 3, 6. For an analysis of the Constitution similar
to the one presented here, see Wiecek, Sources of Antislavery
Constitutionalism. Wiecek lists eleven separate clauses in the
Constitution that "directly or indirectly accommodated the
peculiar institution," but makes no distinction between direct
and indirect protections of slavery (62-63).
-
Wendell
Phillips considered this clause, and the one of Article IV, Section
4, among the five key proslavery provisions of the Constitution (The
Constitution: A Pro-Slavery Compact, vi).
-
Although
no slave state would have levied such a tax, a free state like New
York, Massachusetts, or Pennsylvania might conceivably have taxed
products produced in other states but exported through the harbors
of New York, Boston, or Philadelphia.
-
If
the fifteen slave states that existed in 1860 all remained in the
Union, and all still retained slavery, they would to this day be
able to prevent an amendment on any subject. In a fifty-state union,
it takes only thirteen states to block any amendment.
-
William
W. Freehling, "The Founding Fathers and Slavery," American
Historical Review 77 (1972): 81, quote at 82.
-
The
proslavery implications of this clause did not become fully apparent
until the Supreme Court issued its opinion in Dred Scott v.
Sandford, 19 How. (U.S.) 393 (1857). There the Court held that
even free blacks could not sue in diversity in federal courts.
-
Dred
Scott v. Sandford, 19 How. (U.S.) 393 (1857). Throughout the
antebellum period the slave states refused to grant privileges and
immunities to free blacks from other states or countries. Most of
the slave states prohibited free blacks from even entering their
jurisdictions. In Elkison v. Deliesseline, 8 F. Cas. 493
(1823) Supreme Court Justice William Johnson refused to strike down
such a law in South Carolina, although he believed it to be
unconstitutional. For more on this problem, see my books An
Imperfect Union: Slavery, Federalism, and Comity (Chapel Hill:
University of North Carolina Press, 1981), 109n and Slavery in
the Courtroom (Washington, D.C.: Library of Congress, 1985)
256-263, and my articles "States Rights North and South in
Antebellum America," in Kermit L. Hall and James W. Ely Jr.,
eds., An Uncertain Tradition: Constitutionalism and the History
of the South (Athens: University of Georgia Press, 1989),
125-158, and "The Protection of Black Rights in Seward's New
York," Civil War History 34 (1988): 211-234.
-
In
Dred Scott, Chief Justice Taney held unconstitutional the
Missouri Compromise, which banned slavery in most of the western
territories.
-
Under
various clauses of the Constitution, the Congress might have
protected, limited, or prohibited the interstate slave trade
(Article I, Section 8, Paragraph 3), slavery in the District of
Columbia or on military bases (Article I, Section 8, Paragraph 17),
or slavery in the territories (Article IV, Section 3. Paragraph 2).
None of these clauses, permitted Congress to touch slavery in the
states. Some radical abolitionists argued that under the guarantee
clause, Article IV, Section 4, Congress had the right to end slavery
in the states. See Wiecek, Sources of Antislavery
Constitutionalism, 269-271. The delegates in Philadelphia did
not debate these clauses with slavery in mind, although, as will be
shown later in this chapter, the commerce clause was accepted as
part of a bargain over the African slave trade.
-
Pinckney
quoted in Elliot, ed., Debates, 4:286. Patrick Henry, using any
argument he could find to oppose the Constitution, feared that,
"among ten thousand implied powers which they may assume, they
may, if we be engaged in war, liberate every one of your slaves if
they please." Elliot, ed., Debates, 3:589. Ironically,
the implied war powers of the president would be used to end
slavery, but only after the South had renounced the Union.
-
Fehrenbacher,
Federal Government and Slavery, 6, n. 2; Earl Maltz,
"Slavery, Federalism, and the Structure of the
Constitution," The American Journal of Legal History 36
(1992): 468. Maltz argues that because of its respect for federalism
the Constitution did not affect slavery as it existed in the states.
However, the Constitution interfered with the power of the states in
other areas, such as denying them the right to abridge contracts,
coin money, set up their own foreign policy, or tax exports of
imports. Surely it would not have been beyond the scope of the
Constitution to allow Congress to regulate slavery in the states in
a number of ways.
-
Elliot,
ed., Debates, 3:598-599 (Randolph) (emphasis in the
original), 4:286 (Pinckney).
-
It
is perhaps an exaggeration to assert, as Staughton Lynd has, that
the "sectional conflict between North and South was the major
tension in the Convention," simply because there were so many
other "major" tensions; it is clear, however, that
sectional conflicts and the role of slavery in the new nation caused
as much tension as any other individual issue ("Abolitionist
Critique," in Lynd, Class Conflict, 160).
-
Farrand,
ed., Records, 1:18.
-
In
the first Congress, the North had thirty-five representatives and
the South had thirty. However, after the first federal census, the
original northern states had fifty-five members of Congress, and the
southem states had only forty-four. Had slaves not been counted for
congressional representation, the South's members of the House after
1790 would have been only about thirty-four. In this book I consider
the North to be those states that ended slavery before the beginning
of the Civil War and the South to include those states that retained
slavery until the War. Thus, I consider Delaware to be a southern
state, but not New Jersey or New York, although neither had taken
steps to end slavery before the Convention. New York passed its
gradual emancipation act in 1799, New Jersey in 18M.
-
Farrand,
ed., Records, 1:20. In 1790 Virginia had a free population of
454,983. The next largest free populations were Pennsylvania,
430,630; Massachusetts, 378,693; and New York, 318,824. Virginia
also had 292,627 slaves, whereas the entire North had only 40,089
slaves.
-
Farrand,
ed., Records, 1:36-38. It seems likely that the Delaware
delegation exaggerated the constraints on their commission in a
shrewd attempt to avoid a potentially catastrophic debate over
slavery and representation. When the Convention did in fact adopt
representation based on population, the Delaware delegates remained
and did not threaten to leave.
-
Approval
by the Convention did not mean permanent adoption, for until June 20
the Convention debated the proposed Constitution as a Committee of
the Whole, which allowed for full discussion without binding the
delegates to any final resolution of an issue. Anything approved by
the Convention as a Committee of the Whole would have to be voted on
again when the Convention was in regular session. Furthermore, under
the standing rules of the Convention, delegates were free to ask for
a reconsideration of decisions on one day's notice. Finally, all
clauses of the new Constitution were eventually sent to two drafting
committees, the Committee of Detail and the Committee of Style. The
reports of these committees were also subject to full debate and
amendment by the entire Convention.
-
Historians
presenting the traditional view include Francis Newton Thorpe, The
Story of the Constitution of the United States (New York:
Chautauqua Press, 189 I), 131; Max Farrand, The Framing of the
Constitution of the United States (New Haven: Yale University
Press, 1913), 108; Charles Warren, The Making of the Constitution
(Boston: Little, Brown, 1928),290-291,584-586; and Clinton Rossiter,
1787: The Grand Convention (New York: Macmillan, 1966), 173,
188-189.
-
Farrand,
ed., Records, 1:196. This motion by Sherman somewhat
undermines the traditional notion of a split between the
"small" and "large" states over representation.
Sherman, from the small state of Connecticut, was willing to accept
population as a basis for representation in the lower house of the
legislature, as long as slaves were not counted, and provided that
there was equality in the upper house. A week earlier, George Mason
of Virginia had suggested the importance of sectionalism in a long
speech arguing for an executive "vested in three persons, one
chosen from the Northern, one from the Middle, and one from the
Southern States." Farrand, ed., Records, 1:112-113.
-
For
a more complete discussion of Wilson's position on slavery, see Paul
Finkelman, "Slavery, The Pennsylvania Delegation, and the
Constitutional Convention: The Two Faces of the Keystone
State," Pennsylvania Magazine of History and Biography
112 (1988): 49-72.
-
Gerry's
arguments must be pieced together from the various notes taken by
Madison, Yates, Paterson, Butler and Lansing found in Records,
201, 205-206, 208, and James H. Hutson, ed., Supplement to Max
Farrand's The Records of the Federal Convention of 1787 (New
Haven: Yale University Press, 1987), 69-70.
-
The
debate over the three-fifths ratio in the Congress is in Worthington
Chauncey Ford et al., eds., Journals of the Continental Congress,
1774-1789. 34 vols. (Washington, D.C.: Government Printing
Office. 1904-1937),25:948-952 (debates of March 28 to April 1,
1783); 24:214-216, 223-224.
-
Rossiter,
Grand Convention, 173; Donald L. Robinson, Slavery in the
Structure of American Politics, 1765-1820 (New York: Harcourt
Brace Jovanovich, 1971), 156-158. Max Farrand adopts a similar
analysis in Framing of the Constitution, arguing that
"one finds references in contemporary writings to the 'Federal
ratio,' as if it were well understood what was meant by that
term" (108). It is probably true that many of the delegates at
the Convention accepted the ratio of three to five as a proper one
for determining the value of slaves in society, but this does not
mean that they agreed that the ratio ought to be applied to
representation.
-
Farrand,
ed., Records, 1:227. The final draft of the Constitution
would omit the word "'white," thus leading the antislavery
radical Lysander Spooner to argue that the "other persons"
referred to resident aliens. Spooner's argument seems more polemical
than serious. Lysander Spooner, The Unconstitutionality of
Slavery (Boston: B. Marsh, 1845), 94. Whatever strength it had
lay in the ambiguity of the wording of the Constitution, which
avoided such terms as "slave," "white," and
"black."
-
Staughton
Lynd makes this argument in "The Compromise of 1787," in Class
Conflict. Gunning Bedford of Delaware observed in the debates of
June 30 that Georgia, "though a small State at present,"
was "actuated by present interest and future prospects"
and that North Carolina had ''the same motives of present and future
interest." Farrand, ed., Records, 1:491.
-
Farrand,
ed., Records, 1:486-487. The day before, June 29, Alexander
Hamilton had made a similar observation. Hamilton, not surprisingly
perhaps, saw the issue solely in economic terms: ''The only
considerable distinction of interests, lay between the carrying and
non-carrying States, which divide instead uniting the largest
States" (466).
-
As
if to directly refute Madison's sectional arguments, Delaware's
Gunning Bedford argued that his state had little in common with
''South Carolina, puffed up with the possession of her wealth and
negroes, " or Georgia and North Carolina. All three states had
"an eye" on "future wealth and greatness," which
was predicated on slavery, and thus they were "united with the
great states" against the smaller states like Delaware (ibid.,
500 [Yates's notes]). Nevertheless, Delaware would remain a slave
state until the adoption of the Thirteenth Amendment. New Jersey,
which also opposed representation based on population, might also be
considered a slave state, since at this time it had taken no steps
to end slavery. New Jersey would be the last northern state to pass
a gradual emancipation statute, not doing so until 1804. See,
generally, Arthur Zilversmit, The First Emancipation: The
Abolition of Slavery in the North (Chicago: University of
Chicago Press. 1967). In the Virginia ratifying convention, James
Madison asserted that New York and New Jersey would "probably
oppose any attempts to annihilate this species of property"
(Elliot, ed, Debates, 3: 459). However, as William Paterson's
subsequent antislavery statements suggest, the New Jersey delegates
were even more offended by counting slaves for purposes of
representation than they were fearful of population-based
representation.
-
Farrand,
ed., Records, 1:516 (from Yates's notes), 510 (from Madison's
notes).
-
Ibid.,
526.
-
Ibid.,
542.
-
Ibid.,
560-561. Paterson's animosity toward counting slaves is indicated in
an analysis of state population reprinted in Farrand 572. Paterson
tried to estimate the population of each state and the numbers of
slaves that would augment representation. For the Deep South, be
noted, "In the lower States the acc(oun)ts are not to be
depended on." Paterson was of course correct about the
allocation of representation in the slave states. No slave state at
this time based representation solely on population. In Virginia,
for example, each county had two representatives in the lower house
of the state legislature. In South Carolina, the representatives per
parish varied, but the allocations were not based on slave
population. In 1808, when South Carolina did go to a
population-based system. the representatives were allocated
according to "'the whole number of white inhabitants in the
State."
-
Ibid.,
562.
-
Ibid.,
563; U.S. Constitution, Article I, Section 2, Paragraph 3.
-
Farrand,
ed., Records, 1:566.
-
Ibid.,
566-567.
-
Ibid.,
567.
-
Ibid.,
568-570.
-
Ibid.,
580-581.
-
Ibid.,
586-588. South Carolina apparently opposed the three-fifths clause
because the state was holding out for full representation for
slaves. Maryland opposed the clause because of its current wording.
Thus, even though the three-fifths clause had been defeated, it
seemed that a majority in favor of it could be found. Delaware, also
a slave state, voted no, but this was because that state
consistently opposed any representation scheme based on population.
-
Ibid.,
594.
-
Ibid.,
593.
-
Ibid.,
593.
-
Ibid.,
597. The two divided delegations were Massachusetts and South
Carolina. In the former delegation some members apparently opposed
this concession to the South. In the latter, some members apparently
were holding out for full representation for slaves. In this debate
Pierce Butler had argued for full representation for blacks (ibid.,
592). The two negative votes came from Delaware and New Jersey,
states that had consistently opposed population-based
representation.
-
Ibid.,
592.
-
Ibid.,
601-602. Gouverneur Morris would later argue that the application of
the three-fifths clause to direct taxes was inserted "as a
bridge to assist" the Convention "over a certain gulph"
caused by slavery. Once the Convention had passed this point, Morris
was ready to abandon direct taxation based on the three-fifths
clause (ibid., 2:106).
-
Ibid.,
1:602-603.
-
Ibid.,
603-604.
-
Ibid.,
605.
-
Ibid.,
2:9-10.
-
Ibid.,
13, 15. The negative votes were from Virginia, South Carolina,
Georgia, and Pennsylvania.
-
Ibid.,
17. The recommittal vote ended in a tie (and thus lost). The only
northern state to vote for it was Connecticut, which almost always
voted with the Deep South on issues concerning slavery. The only
Deep South state to oppose the recommittal was North Carolina.
-
Ibid.,
1:500; 2:27.
-
Ibid.,
2:30-32. Roger Sherman, who virtually always voted with the South on
important matters, also opposed direct election of the president.
-
Ralph
Louis Ketcham, James Madison: A Biography (New York:
Macmillan. 1971), 181, 186-89. Madison did not have unlimited faith
in the people, as his essay "Vices of the Political System of
the United States" indicates, and, indeed, he had some
sympathies for the indirect election of officials because such a
system limited the power of the people. However, this is not the
position he took in the Convention, where he argued for the
theoretical value of direct election, but in the end opposed it, at
least in part because of slavery.
-
Farrand,
ed., Records, 2:56-57. The acceptance of the electoral college based
on the House of Representatives took place on July 20, the day after
Madison's speech (64). On July 25 the Convention reconsidered this
vote. Once again Madison argued that the North would have an
advantage in a popular election, although here Madison did not
specifically mention slavery (111).
-
Ironically,
this antidemocratic system that Madison ultimately supported
subsequently had a major impact on his career: Thomas Jefferson's
victory in the election of 1800, and Madison's elevation to the
position of secretary of state and heir apparent, would be possible
only because of the electoral votes that the southern states gained
on account of their slaves. This point is made by Lynd in "The
Abolitionist Critique," in Class Conflict, 178; and
Robinson, Slavery in the Structure of American Politics, 405.
Many northerners believed that the outcome of the 1812 election also
would have been different if it were not for the three-fifths
clause, although this is probably not the case. However, without the
three-fifths clause, John Quincy Adams might have had more electoral
votes than Andrew Jackson and might have been elected outright in
1824.
-
Farrand,
ed., Records, 2:95.
-
Ibid.,
177-189. All references to numbered sections are to those of the
printed report, as reproduced in Farrand. That report goes up to
Article XXII because there are two articles numbered VI.
-
Ibid,
220.
-
Ibid.,
220-222.
-
Ibid.,
222-223.
-
Ibid.,
223.
-
For
example, North Carolina's Richard Spaight expressed fear that the
capital would always remain in New York City, "especially if
the President should be a Northern Man" (ibid., 261). In
debates over qualifications for officeholding, clear sectional
differences emerged. Southerners usually favored property
qualifications and strict residency or even nativity qualifications.
Northerners did not. Ellsworth of Connecticut argued that a
meaningful property qualification in the South would preclude almost
all northerners from balding office, and a fair qualification in the
North would be meaningless in the South, where the delegates
presumed there was more wealth (ibid., 248-249, 267-272).
-
Ibid,
305-308.
-
Ibid,
306.
-
Ibid.,
360, 363-364.
-
Ibid.,
363-365.
-
Ibid.,
369-370. During the ratification process, proponents of the
Constitution would similarly confuse the power to end "the
slave trade" after 1808, which Congress had, with congressional
power to end slavery itself, which Congress clearly did not have.
James Wilson, for example, told the Pennsylvania ratifying
convention that after "the lapse of a few years... Congress
will have power to exterminate slavery from within our borders"
(Elliot, ed., Debates, 2:484). Since Wilson attended all the
debates over this clause, it is impossible to accept this statement
as his understanding of the slave trade clause. More likely, he
simply made this argument to win support for the Constitution. In
New Hampshire, a supporter of the Constitution also argued that the
slave trade clause gave Congress the power to end slavery. He was
quickly disabused of this notion by Joshua Atherton, Elliot, ed., Debates,
2:207.
-
Farrand,
ed., Records, 2:369-370. On scholarly and popular
misunderstandings of Mason's views on slavery, see Peter Wallenstein;
"Flawed Keepers of the Flame: The Interpreters of George
Mason," Virginia Magazine of History and Biography 102
(1994): 229-260.
-
Farrand,
ed., Records, 2:378 (McHenry's notes).
-
Ibid.,
370-371.
-
Ibid.,
371-375.
-
Ibid.
-
Ibid.
-
Ibid.,
372-373. Wilson's position here must be contrasted with the position
he took in the state ratifying convention (see above, n. 76).
Nathaniel Gorham of Massachusetts also registered his opposition to
the slave trade, but only after the issue was recommitted.
-
Ibid.,
374. McHenry's notes on this debate are quite revealing. Although
not attributing remarks to any particular delegate, McHenry's notes
make clear that part of the conflict between Virginia and the Deep
South on the issue was economic. Virginia had surplus slaves to sell
south, and the value of those slaves would be undermined by the
African trade.
-
Ibid.,
414-41 5.
-
Ibid.,
415-416. The Convention then changed the wording of the tax
provision of the clause, limiting the tax on slaves to ten dollars.
Walter Berns, in "The Constitution and the Migration of
Slaves," Yale Law Journal, 78 (1968): 198, argues that
the term "migration" in the slave trade clause referred to
the interstate slave trade and that the term "importation"
referred to the African slave trade. If this analysis were correct,
then it would appear that the delegates from the Deep South were
willing to allow Congress to prohibit the domestic slave trade as
well as the African slave trade after 1808. This analysis defies all
understanding of the Convention. Berns, moreover, provides no
evidence that anyone at the Constitutional Convention or in any of
the state ratifying conventions believed this. As William Wiecek
more accurately argues in Sources of Antislavery
Constitutionalism, 75, the term "migration" was
"potentially a weapon in the hands of moderate
abolitionists" of the mid-nineteenth century. But certainly no
one in the Convention saw it that way. More important, in the
nineteenth century only a few radical opponents of slavery thought
the clause could be used this way. At no time before 1861 did any
president, leader of Congress, or majority in either house of
Congress accept this analysis.
-
Farrand,
ed., Records, 2:443. This problem is examined in Finkelman, An
Imperfect Union.
-
Farrand,
ed., Records, 2:443. James Hutson has found a draft of the
fugitive slave clause in the Pierce Butler papers that is not in
Butler's handwriting and concludes that this unknown "author
would seem to challenge Butler for the dubious honor of being the
father of the fugitive slave clause" ("Pierce Butler's
Records of the Federal Constitutional Convention," Quarterly
Journal of the Library of Congress, 37 (1980): 64, quote at 68).
The draft of the bill is reprinted in Hutson, Supplement,
246. Butler was not one of the great minds of the Convention, and it
is certainly likely that he collaborated in drafting the provision
with someone else, especially Charles Pinckney. It seems clear,
however, that Butler was the delegate who actually introduced, and
pushed for, the fugitive slave provision at the Convention. In any
event, the idea for the fugitive slave clause probably came from the
Northwest Ordinance, which the Congress, sitting in New York, had
passed in July. The Ordinance contained the first national fugitive
slave Provision.
-
Farrand,
ed., Records, 2:449.
-
Ibid.,
449-452. Luther Martin, The Genuine Information Delivered to the
Legislature of the State of Maryland Relative to the Proceedings of
the General Convention Lately Held at Philadelphia, in Herbert
J. Storing, ed., The Complete Anti-Federalist, 7 vols.
(Chicago: University of Chicago Press, 1981),2:60-61. Martin, who
later opposed the Constitution, made this point in his letter to the
Maryland ratifying convention. He had been on the committee that
drafted the compromise over commerce and the slave trade.
-
Farrand,
ed., Records, 2:451-453. Other scholars have noted this
compromise as well, but most have done so approvingly. Charles
Warren believed that slavery was relatively insignificant in the
making of the Constitution. Arguing that the morality of the slave
trade was unimportant, he wrote that "historians have
underestimated the importance of the concession made on commerce by
the South." He approvingly quoted George T. Curtis: "The
just and candid voice of History has also to thank the Southern
statesmen who consented to this arrangement for having clothed a
majority of the two Houses with a full commercial power."
Warren, Making of the Constitution, 585, 585n, quoting
Curtis, History of the Origin, Formation, and Adoption of the
Constitution of the United States (New York: Harper &
Brothers, 1854-1858), 2:306-307. Curtis was a northern ally of the
South - a "doughface" in the language of antebellum
America - and his history clearly reflected his political biases.
Warren's analysis follows Max Farrand, "Compromises of the
Constitution," in Annual Report of the American Historical
Association for the Year 1903 (1904), 1 :73-84. The
historiography of this issue is discussed in Lynd, "Abolitionist
Critique," in Lynd, Class Conflict.
-
Farrand,
ed., Records, 2:453-454.
-
Freehling,
"Founding Fathers and Slavery," 81, quote at 84.
-
Freehling
has recently reiterated his position, calling mine
"cynical." Freehling writes that "I believe
Carolinians meant their ultimatum--and that a majority of the
delegates so believed." William W. Freehling, The Road to
Disunion: Secessionists at Bay, 1776-1854 (New York: Oxford
University Press, 1990),584, n. 30. However, Freehling hedges a
little by also noting that Jefferson was "not present to cave
in when South Carolina threatened not to join the Union if the
Constitutional Convention of 1787 empowered Congress to end the
African slave trade immediately." Ibid., 135. It strikes me
that "cave in" is much more on the mark, implying that
there might have been greater room for tough negotiation or actual
opposition to this position.
-
Maltz,
"Slavery, Federalism, and the Structure of the
Constitution," 469.
-
Ibid.,
469.
-
Many
South Carolinians expected to be able to maintain the trade after
1808. They expected that the new western states would favor
the trade, at least in part because the states of the Southwest -
what became Kentucky, Tennessee, Mississippi, and Alabama - would
want imports because that would lower the price of slaves for them.
Some leaders in the Deep South also expected New Englanders to
support the trade. During the ratification struggle, David Ramsey,
one of the leading intellectuals and politicians in South Carolina,
argued that this same sort of economic self-interest would prevail
after 1808. He argued in favor of ratification, noting: ''Though
Congress may forbid the importation of negroes after 21 years, it
does not follow that they will. On the other hand, it is probable
that they will not. The more rice we make, the more business will be
for their shipping: their interest will therefore Coincide with
our's." Civis [David Ramsey], "To the Citizens of South
Carolina," Charleston Columbian Herald, February 4,
1788, reprinted in Merrill Jensen, ed., Documentary History of
the Ratification of the Constitution, 16:25 (Madison: Wisconsin
Historical Society, 1986).
-
Farrand,
ed., Records, 2:371, 373; Freehling; "Founding
Fathers," 84.
-
Farrand,
ed., Records, 2:466-467. The vote on the Dickinson motion was
three to eight. The three yes votes came from the middle states, New
Jersey, Pennsylvania, and Delaware. Delaware was also a slave state
and would remain one until the adoption of the Thirteenth Amendment
in 1865. But, by this time in the Convention, it was clear that
Delaware did not think of itself as a slave state.
-
For
example, in a vote to limit the president's treaty power, Maryland,
South Carolina, and Georgia voted yes, and the other states present
voted no (ibid., 2:541).
-
Ibid.,
537-538, 541-542, 543. On August 31 he had declared "that he
would sooner chop off his right hand than put it to the
Constitution" (ibid., 479). Ultimately, he refused to sign the
Constitution. On September 12, Mason would use sectional arguments
in an attempt to create a stronger prohibition on states levying an
export tax (ibid., 588-589, 631).
-
Ibid.,
559-561.
-
Ibid.,
623-627.
-
Ibid.,
601-602, 628 (square brackets in Farrand); there is no indication
who requested this change. A similar change of wording was made in
the three-fifths clause at the suggestion of Edmund Randolph,
changing the word "servitude" to "service" for
describing indentured whites. Randolph argued that the original term
"being thought to express the condition of slaves" would
be inappropriate, while the new term described "the obligations
of free persons" (ibid., 607). There was also a little more
discussion about the amendment clause as it affected the slave
trade, but nothing resulted from this (ibid., 629).
-
Ibid.,
443.
-
Elliot,
ed., Debates, 4:286.
-
Farrand,
ed., Records, 2:633, 640.
-
Letters
from a Countryman from Dutchess County (letter of Jan. 22, 1788), in
Storing, ed., Complete Anti-Federalist, 6:62; Elliot, ed., Debates,
2:203. Essays by Republicus (essay of March 12, 1788), in Storing,
ed., Complete Anti-Federalist, 5:169.
-
Consider
Arms, Malichi Maynard, and Samuel Field, "Reasons for
Dissent," in Storing, ed., Complete Anti-Federalist,
4:262-263.
|
|
|